| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 48,016 | 469,000 | 34.78% | ||
| 2 | Cetera Advisors LLC | 22,759 | 222,000 | 16.46% | ||
| 3 | Virtu KCG Holdings LLC | 14,687 | 143,000 | 10.60% | ||
| 4 | IFC Holdings Incorporated/FL | 13,592 | 133,000 | 9.86% | ||
| 5 | UBS Group AG | 13,493 | 132,000 | 9.79% | ||
| 6 | MORGAN STANLEY | 12,574 | 123,000 | 9.12% | ||
| 7 | ROYAL BANK OF CANADA | 6,823 | 67,000 | 4.97% | ||
| 8 | B. Riley Wealth Advisors, Inc. | 4,074 | 40,000 | 2.97% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 14,655 | 1.09% | ||
| 10 | WELLS FARGO & COMPANY/MN | 509 | 5,000 | 0.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
