| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisors LLC | 22,005 | 213,000 | 23.84% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 18,068 | 175,000 | 19.59% | ||
| 3 | Horizon Kinetics LLC | 14,800 | 143,000 | 16.00% | ||
| 4 | MORGAN STANLEY | 13,711 | 132,000 | 14.77% | ||
| 5 | UBS AG | 11,055 | 107,000 | 11.98% | ||
| 6 | ROYAL BANK OF CANADA | 8,823 | 85,000 | 9.51% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,250 | 22,000 | 2.46% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 14,490 | 1.62% | ||
| 9 | ALLIANCEBERNSTEIN L.P. | 157 | 2,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
