| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 48,363 | 486,000 | 31.89% | ||
| 2 | MSI Financial Services Inc | 36,452 | 365,000 | 23.95% | ||
| 3 | Cetera Advisors LLC | 24,068 | 241,000 | 15.81% | ||
| 4 | UBS Group AG | 17,066 | 171,000 | 11.22% | ||
| 5 | MORGAN STANLEY | 10,910 | 109,000 | 7.15% | ||
| 6 | ROYAL BANK OF CANADA | 6,823 | 68,000 | 4.46% | ||
| 7 | DEUTSCHE BANK AG\ | 5,680 | 56,000 | 3.67% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 1,702 | 17,000 | 1.12% | ||
| 9 | People's United Financial, Inc. | 500 | 5,000 | 0.33% | ||
| 10 | Tower Research Capital LLC (TRC) | 300 | 3,000 | 0.20% | ||
| 11 | GENEOS WEALTH MANAGEMENT INC. | 379 | 3,000 | 0.20% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
