| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 69,660 | 699,000 | 49.05% | ||
| 2 | Cetera Advisors LLC | 22,943 | 231,000 | 16.21% | ||
| 3 | IFC Holdings Incorporated/FL | 15,559 | 155,000 | 10.88% | ||
| 4 | MORGAN STANLEY | 14,127 | 142,000 | 9.96% | ||
| 5 | UBS Group AG | 10,785 | 109,000 | 7.65% | ||
| 6 | ROYAL BANK OF CANADA | 6,823 | 69,000 | 4.84% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 15,120 | 1.06% | ||
| 8 | WELLS FARGO & COMPANY/MN | 510 | 5,000 | 0.35% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
