| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 91,979 | 908,000 | 54.90% | ||
| 2 | Cetera Advisors LLC | 22,572 | 222,000 | 13.42% | ||
| 3 | UBS Group AG | 16,110 | 158,000 | 9.55% | ||
| 4 | IFC Holdings Incorporated/FL | 14,168 | 140,000 | 8.46% | ||
| 5 | MORGAN STANLEY | 14,127 | 139,000 | 8.40% | ||
| 6 | ROYAL BANK OF CANADA | 6,823 | 67,000 | 4.05% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 15,000 | 0.91% | ||
| 8 | WELLS FARGO & COMPANY/MN | 510 | 5,000 | 0.30% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
