| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 28,110 | 267,000 | 27.27% | ||
| 2 | Cetera Advisors LLC | 22,321 | 211,000 | 21.55% | ||
| 3 | Horizon Kinetics LLC | 14,800 | 140,000 | 14.30% | ||
| 4 | UBS AG | 12,872 | 123,000 | 12.56% | ||
| 5 | MORGAN STANLEY | 12,574 | 119,000 | 12.15% | ||
| 6 | ROYAL BANK OF CANADA | 8,823 | 84,000 | 8.58% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,250 | 21,000 | 2.14% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 14,235 | 1.45% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
