| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 88,772 | 911,000 | 60.17% | ||
| 2 | MSI Financial Services Inc | 25,391 | 261,000 | 17.24% | ||
| 3 | MORGAN STANLEY | 14,127 | 145,000 | 9.58% | ||
| 4 | UBS Group AG | 9,941 | 102,000 | 6.74% | ||
| 5 | ROYAL BANK OF CANADA | 6,823 | 70,000 | 4.62% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,702 | 17,000 | 1.12% | ||
| 7 | People's United Financial, Inc. | 500 | 5,000 | 0.33% | ||
| 8 | Tower Research Capital LLC (TRC) | 283 | 3,000 | 0.20% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
