| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 55 | 1,000 | 0.07% | ||
| 3 | WELLS FARGO & COMPANY/MN | 509 | 5,000 | 0.36% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 13,935 | 1.01% | ||
| 5 | ROYAL BANK OF CANADA | 6,823 | 63,000 | 4.57% | ||
| 6 | UBS Group AG | 13,936 | 129,000 | 9.36% | ||
| 7 | MORGAN STANLEY | 14,127 | 131,000 | 9.50% | ||
| 8 | IFC Holdings Incorporated/FL | 16,638 | 154,000 | 11.17% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 94,917 | 882,000 | 63.96% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
