| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 296 | 3,000 | 0.17% | ||
| 3 | GENEOS WEALTH MANAGEMENT INC. | 379 | 4,000 | 0.23% | ||
| 4 | People's United Financial, Inc. | 500 | 6,000 | 0.34% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,702 | 19,000 | 1.09% | ||
| 6 | DEUTSCHE BANK AG\ | 5,680 | 62,000 | 3.56% | ||
| 7 | UBS Group AG | 5,911 | 65,000 | 3.74% | ||
| 8 | ROYAL BANK OF CANADA | 6,823 | 75,000 | 4.31% | ||
| 9 | IFC Holdings Incorporated/FL | 11,798 | 130,000 | 7.47% | ||
| 10 | MORGAN STANLEY | 14,026 | 155,000 | 8.91% | ||
| 11 | Cetera Advisors LLC | 23,749 | 262,000 | 15.06% | ||
| 12 | MSI Financial Services Inc | 36,778 | 405,000 | 23.28% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 50,230 | 554,000 | 31.84% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
