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FORWARD PHARMA A/S
FORWARD PHARMA A/S. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 33 Institutional holders with a total value of $225,155,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BAUPOST GROUP LLC/MA 5,575,407 119,927,000 53.26%
2 BVF INC/IL 1,387,853 29,908,000 13.28%
3 Assured Investment Management LLC 1,311,043 28,253,000 12.55%
4 Cormorant Asset Management, LP 589,175 12,697,000 5.64%
5 SENZAR ASSET MANAGEMENT, LLC 472,300 10,159,000 4.51%
6 PERCEPTIVE ADVISORS LLC 354,241 7,634,000 3.39%
7 Tekla Capital Management LLC 122,835 2,642,000 1.17%
8 Point72 Asset Management, L.P. 114,601 2,465,000 1.09%
9 SPHERA FUNDS MANAGEMENT LTD. 108,023 2,328,000 1.03%
10 HIGHLAND CAPITAL MANAGEMENT LP 79,600 1,715,000 0.76%
11 MILLENNIUM MANAGEMENT LLC 63,254 1,361,000 0.60%
12 SANDIA HOLDINGS, LLC 55,029 1,184,000 0.53%
13 SABBY MANAGEMENT, LLC 34,000 733,000 0.33%
14 MORGAN STANLEY 33,289 716,000 0.32%
15 MARSHALL WACE NORTH AMERICA, L.P. 27,836 612,000 0.27%
16 MARSHALL WACE ASIA LTD 27,836 612,000 0.27%
17 DRW Securities, LLC 19,200 413,000 0.18%
18 Freedom Investment Management, Inc. 16,081 346,000 0.15%
19 NJ State Employees Deferred Compensation Plan 15,000 323,000 0.14%
20 Sio Capital Management, LLC 14,224 306,000 0.14%
21 CITADEL ADVISORS LLC 12,489 269,000 0.12%
22 DEUTSCHE BANK AG\ 11,213 241,000 0.11%
23 ROYAL BANK OF CANADA 5,181 112,000 0.05%
24 EcoR1 Capital, LLC 5,025 108,000 0.05%
25 ADVISOR GROUP, INC. 1,768 38,000 0.02%
26 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,080 23,000 0.01%
27 FNY PARTNERS FUND LP 400 8,000 0.00%
28 ENVESTNET ASSET MANAGEMENT INC 361 8,000 0.00%
29 Tower Research Capital LLC (TRC) 300 6,000 0.00%
30 UBS Group AG 200 4,000 0.00%
31 WELLS FARGO & COMPANY/MN 100 3,000 0.00%
32 Creative Planning 50 1,000 0.00%
33 BANK OF AMERICA CORP /DE/ 14 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.