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PROTHENA CORP PLC
PROTHENA CORP PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 157 Institutional holders with a total value of $1,870,309,088.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 9 0 0.00%
2 BALENTINE LLC 7 0 0.00%
3 WHITTIER TRUST CO OF NEVADA INC 3 0 0.00%
4 IFP ADVISORS, INC 4 0 0.00%
5 ZIONS BANCORPORATION 6 0 0.00%
6 Lowe Wealth Advisors, LLC 1 0 0.00%
7 Evercore Wealth Management, LLC 4 0 0.00%
8 VERSANT CAPITAL MANAGEMENT, INC 12 0 0.00%
9 Carroll Financial Associates, Inc. 1 0 0.00%
10 WASHINGTON TRUST BANK 3 0 0.00%
11 Tradewinds Capital Management, LLC 7 0 0.00%
12 PINKERTON WEALTH, LLC 10 0 0.00%
13 LS Investment Advisors, LLC 5 0 0.00%
14 NOMURA ASSET MANAGEMENT CO LTD 0 0 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 2 0 0.00%
16 INDEPENDENT ADVISOR ALLIANCE 5 249 0.00%
17 Camarda Financial Advisors, LLC 12 1,000 0.00%
18 FIFTH THIRD BANCORP 17 1,000 0.00%
19 WHITTIER TRUST CO 25 1,000 0.00%
20 MSI Financial Services Inc 26 1,000 0.00%
21 Brick & Kyle, Associates 15 1,000 0.00%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 22 1,000 0.00%
23 Joel Isaacson & Co., LLC 48 2,000 0.00%
24 Sandy Spring Bank 48 2,000 0.00%
25 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 48 2,000 0.00%
26 Cornerstone Advisors, Inc. 65 3,000 0.00%
27 Transamerica Financial Advisors, LLC 51 3,000 0.00%
28 HUNTINGTON NATIONAL BANK 73 4,000 0.00%
29 GENEOS WEALTH MANAGEMENT INC. 117 5,000 0.00%
30 ENVESTNET ASSET MANAGEMENT INC 107 5,000 0.00%
31 People's United Financial, Inc. 121 6,000 0.00%
32 HALL LAURIE J TRUSTEE 140 8,000 0.00%
33 CUTLER GROUP LLC / CA 7,700 14,000 0.00% Call
34 BlackRock Japan Co. Ltd 297 15,000 0.00%
35 PARALLEL ADVISORS, LLC 375 18,000 0.00%
36 CITIGROUP INC 400 20,000 0.00% Call
37 Winslow, Evans & Crocker, Inc. 410 20,168 0.00%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 438 21,000 0.00%
39 Tower Research Capital LLC (TRC) 617 31,000 0.00%
40 US BANCORP \DE\ 745 37,000 0.00%
41 Zurcher Kantonalbank (Zurich Cantonalbank) 826 41,000 0.00%
42 BARCLAYS PLC 1,200 59,000 0.00% Call
43 Creative Planning 1,299 64,000 0.00%
44 GROUP ONE TRADING LLC 1,950 96,000 0.01%
45 BANK OF MONTREAL /CAN/ 1,741 102,000 0.01%
46 BlackRock Finance, Inc. 2,861 140,000 0.01%
47 FIRST MERCANTILE TRUST CO 2,920 144,000 0.01%
48 BNP PARIBAS FINANCIAL MARKETS 3,307 162,671 0.01%
49 PNC FINANCIAL SERVICES GROUP, INC. 3,320 163,000 0.01%
50 SIMPLEX TRADING, LLC 3,436 169,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.