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PROTHENA CORP PLC
PROTHENA CORP PLC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 162 Institutional holders with a total value of $2,340,124,592.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 1 0 0.00%
2 BALENTINE LLC 7 0 0.00%
3 WASHINGTON TRUST BANK 3 0 0.00%
4 VERSANT CAPITAL MANAGEMENT, INC 12 0 0.00%
5 Tradewinds Capital Management, LLC 7 0 0.00%
6 Evercore Wealth Management, LLC 4 0 0.00%
7 LS Investment Advisors, LLC 5 0 0.00%
8 WHITTIER TRUST CO OF NEVADA INC 3 0 0.00%
9 NOMURA ASSET MANAGEMENT CO LTD 0 0 0.00%
10 IFP ADVISORS, INC 4 0 0.00%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 2 0 0.00%
12 Lowe Wealth Advisors, LLC 1 0 0.00%
13 WHITTIER TRUST CO 25 1,000 0.00%
14 Camarda Financial Advisors, LLC 12 1,000 0.00%
15 FIFTH THIRD BANCORP 20 1,000 0.00%
16 Brick & Kyle, Associates 15 1,000 0.00%
17 MassMutual Private Wealth & Trust, FSB 24 1,339 0.00%
18 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 48 2,678 0.00%
19 People's United Financial, Inc. 48 3,000 0.00%
20 Sandy Spring Bank 48 3,000 0.00%
21 Cornerstone Advisors, Inc. 65 4,000 0.00%
22 HUNTINGTON NATIONAL BANK 73 4,000 0.00%
23 GENEOS WEALTH MANAGEMENT INC. 117 6,000 0.00%
24 HALL LAURIE J TRUSTEE 140 7,098 0.00%
25 ENVESTNET ASSET MANAGEMENT INC 162 9,000 0.00%
26 FNY PARTNERS FUND LP 250 13,000 0.00%
27 Quantbot Technologies LP 242 13,000 0.00%
28 Tower Research Capital LLC (TRC) 306 17,000 0.00%
29 PARALLEL ADVISORS, LLC 375 20,000 0.00%
30 Winslow, Evans & Crocker, Inc. 410 22,874 0.00%
31 CUTLER GROUP LLC / CA 2,800 25,000 0.00% Call
32 Chicago Partners Investment Group LLC 458 26,000 0.00%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 680 38,000 0.00%
34 US BANCORP \DE\ 745 42,000 0.00%
35 Zurcher Kantonalbank (Zurich Cantonalbank) 826 46,000 0.00%
36 QS Investors, LLC 900 50,000 0.00%
37 NumerixS Investment Technologies Inc 900 50,000 0.00%
38 Creative Planning 1,301 73,000 0.00%
39 FIELDPOINT PRIVATE SECURITIES, LLC 1,500 84,000 0.00%
40 Spot Trading L.L.C 1,600 89,000 0.00% Put
41 BANK OF MONTREAL /CAN/ 1,741 98,000 0.00%
42 CUTLER GROUP LLC / CA 25,000 101,000 0.00% Put
43 SIMPLEX TRADING, LLC 1,951 108,000 0.00%
44 Spot Trading L.L.C 2,400 134,000 0.01% Call
45 PNC FINANCIAL SERVICES GROUP, INC. 2,400 135,000 0.01%
46 BNP PARIBAS FINANCIAL MARKETS 2,807 156,603 0.01%
47 Ameritas Investment Partners, Inc. 2,999 167,000 0.01%
48 CITIGROUP INC 3,400 190,000 0.01% Call
49 SG Americas Securities, LLC 3,496 195,000 0.01%
50 STIFEL FINANCIAL CORP 4,000 224,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.