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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 47 Institutional holders with a total value of $57,374,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BlackRock Finance, Inc. 5 0 0.00%
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 1,000 0.00%
4 INR ADVISORY SERVICES LLC 41 4,000 0.01%
5 IFP ADVISORS, INC 55 5,000 0.01%
6 Vantage Investment Advisors, LLC 67 6,000 0.01%
7 WFG Advisors, LP 170 15,000 0.03%
8 Concert Wealth Management Inc. 224 20,000 0.03%
9 NEXT Financial Group, Inc 602 54,000 0.09%
10 Stanford Investment Group, Inc. 800 71,000 0.12%
11 SG Americas Securities, LLC 1,694 151,000 0.26%
12 Argentus Capital Management, LLC 1,812 162,000 0.28%
13 D.A. DAVIDSON & CO. 1,850 164,000 0.29%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,960 174,000 0.30%
15 BSC PRIVATE WEALTH MANAGEMENT, LLC 2,381 210,000 0.37%
16 Private Advisor Group, LLC 2,564 226,000 0.39%
17 BROWN ADVISORY INC 2,760 246,000 0.43%
18 Advisory Services Network, LLC 2,958 264,000 0.46%
19 Creative Planning 3,085 275,000 0.48%
20 Janney Montgomery Scott LLC 3,451 308,000 0.54%
21 BALASA DINVERNO & FOLTZ LLC 3,468 309,000 0.54%
22 MSI Financial Services Inc 4,356 389,000 0.68%
23 Freedom Investment Management, Inc. 4,562 407,000 0.71%
24 GREENLEAF TRUST 5,050 450,000 0.78%
25 Commonwealth Equity Services, Inc 5,408 482,000 0.84%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,668 506,000 0.88%
27 ADVISOR GROUP, INC. 5,815 518,000 0.90%
28 FAS Wealth Partners, Inc. 5,816 519,000 0.90%
29 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,358 834,000 1.45%
30 Virtu KCG Holdings LLC 9,791 873,000 1.52%
31 B. Riley Wealth Advisors, Inc. 10,719 956,000 1.67%
32 ROYAL BANK OF CANADA 10,857 968,000 1.69%
33 First Allied Advisory Services, Inc. 11,664 1,040,000 1.81%
34 RAYMOND JAMES & ASSOCIATES 13,151 1,172,000 2.04%
35 Cambridge Investment Research Advisors, Inc. 13,225 1,179,000 2.05%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,539 1,385,000 2.41%
37 BANK OF STOCKTON 22,015 1,963,000 3.42%
38 AMERIPRISE FINANCIAL INC 27,594 2,460,000 4.29%
39 WELLS FARGO & COMPANY/MN 28,886 2,575,000 4.49%
40 JANE STREET GROUP, LLC 30,880 2,753,000 4.80%
41 BANK OF AMERICA CORP /DE/ 32,316 2,881,000 5.02%
42 UBS Group AG 33,797 3,013,000 5.25%
43 CITADEL ADVISORS LLC 37,254 3,321,000 5.79%
44 LPL Financial LLC 42,835 3,776,000 6.58%
45 Raymond James Financial Services Advisors, Inc. 47,537 4,238,000 7.39%
46 MORGAN STANLEY 64,502 5,750,000 10.02%
47 WELL DONE, LLC 115,542 10,301,000 17.95%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.