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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 46 Institutional holders with a total value of $53,804,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BlackRock Finance, Inc. 5 0 0.00%
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 1,000 0.00%
4 INR ADVISORY SERVICES LLC 41 4,000 0.01%
5 IFP ADVISORS, INC 55 5,000 0.01%
6 Vantage Investment Advisors, LLC 67 6,000 0.01%
7 Community Bank, N.A. 109 11,000 0.02%
8 CITIGROUP INC 133 13,000 0.02%
9 WFG Advisors, LP 170 16,000 0.03%
10 NEXT Financial Group, Inc 602 58,000 0.11%
11 D.A. DAVIDSON & CO. 709 68,000 0.13%
12 Stanford Investment Group, Inc. 800 77,000 0.14%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,694 165,000 0.31%
14 ENVESTNET ASSET MANAGEMENT INC 1,979 191,000 0.35%
15 BSC PRIVATE WEALTH MANAGEMENT, LLC 2,601 253,000 0.47%
16 BROWN ADVISORY INC 2,760 266,000 0.49%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,770 267,000 0.50%
18 Private Advisor Group, LLC 2,755 267,000 0.50%
19 Creative Planning 3,088 298,000 0.55%
20 Janney Montgomery Scott LLC 3,309 320,000 0.59%
21 JANE STREET GROUP, LLC 3,318 320,000 0.59%
22 BALASA DINVERNO & FOLTZ LLC 3,468 335,000 0.62%
23 MSI Financial Services Inc 4,400 425,000 0.79%
24 Freedom Investment Management, Inc. 4,421 427,000 0.79%
25 GREENLEAF TRUST 5,050 488,000 0.91%
26 Commonwealth Equity Services, Inc 5,523 533,000 0.99%
27 FAS Wealth Partners, Inc. 5,666 547,000 1.02%
28 ADVISOR GROUP, INC. 6,363 615,000 1.14%
29 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7,320 707,000 1.31%
30 Virtu KCG Holdings LLC 7,443 719,000 1.34%
31 First Allied Advisory Services, Inc. 8,062 779,000 1.45%
32 ROYAL BANK OF CANADA 9,781 944,000 1.75%
33 SG Americas Securities, LLC 10,193 984,000 1.83%
34 RAYMOND JAMES & ASSOCIATES 10,631 1,027,000 1.91%
35 Cambridge Investment Research Advisors, Inc. 13,443 1,298,000 2.41%
36 CITADEL ADVISORS LLC 13,468 1,301,000 2.42%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,933 1,539,000 2.86%
38 BANK OF STOCKTON 16,340 1,578,000 2.93%
39 WELLS FARGO & COMPANY/MN 29,646 2,863,000 5.32%
40 BANK OF AMERICA CORP /DE/ 30,039 2,901,000 5.39%
41 AMERIPRISE FINANCIAL INC 32,048 3,101,000 5.76%
42 UBS Group AG 37,817 3,652,000 6.79%
43 Raymond James Financial Services Advisors, Inc. 46,579 4,498,000 8.36%
44 WELL DONE, LLC 47,268 4,565,000 8.48%
45 LPL Financial LLC 68,611 6,682,000 12.42%
46 MORGAN STANLEY 89,992 8,690,000 16.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.