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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 50 Institutional holders with a total value of $58,769,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 94,467 9,504,000 16.17%
2 LPL Financial LLC 65,065 6,409,000 10.91%
3 Raymond James Financial Services Advisors, Inc. 52,353 5,267,000 8.96%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,912 4,619,000 7.86%
5 WELL DONE, LLC 37,203 3,743,000 6.37%
6 UBS Group AG 33,155 3,336,000 5.68%
7 CITADEL ADVISORS LLC 27,722 2,789,000 4.75%
8 AMERIPRISE FINANCIAL INC 26,547 2,671,000 4.54%
9 WELLS FARGO & COMPANY/MN 26,104 2,626,000 4.47%
10 BANK OF AMERICA CORP /DE/ 19,065 1,919,000 3.27%
11 JANE STREET GROUP, LLC 14,729 1,482,000 2.52%
12 BANK OF STOCKTON 14,480 1,456,000 2.48%
13 Cambridge Investment Research Advisors, Inc. 13,630 1,371,000 2.33%
14 ROYAL BANK OF CANADA 11,172 1,124,000 1.91%
15 RAYMOND JAMES & ASSOCIATES 9,791 985,000 1.68%
16 First Allied Advisory Services, Inc. 7,733 778,000 1.32%
17 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7,680 773,000 1.32%
18 Virtu KCG Holdings LLC 6,563 660,000 1.12%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,312 635,000 1.08%
20 FAS Wealth Partners, Inc. 5,702 574,000 0.98%
21 ADVISOR GROUP, INC. 5,462 549,000 0.93%
22 Commonwealth Equity Services, Inc 5,200 523,000 0.89%
23 LEVEL FOUR ADVISORY SERVICES, LLC 5,326 518,000 0.88%
24 GREENLEAF TRUST 5,050 508,000 0.86%
25 Freedom Investment Management, Inc. 4,523 455,000 0.77%
26 Janney Montgomery Scott LLC 3,482 350,000 0.60%
27 BALASA DINVERNO & FOLTZ LLC 3,468 349,000 0.59%
28 Creative Planning 3,309 333,000 0.57%
29 Private Advisor Group, LLC 3,313 322,000 0.55%
30 QS Investors, LLC 3,194 321,000 0.55%
31 KINGSVIEW WEALTH MANAGEMENT, LLC 2,944 296,000 0.50%
32 Advisory Services Network, LLC 2,919 294,000 0.50%
33 BROWN ADVISORY INC 2,760 278,000 0.47%
34 BSC PRIVATE WEALTH MANAGEMENT, LLC 2,601 253,000 0.43%
35 Cetera Advisor Networks LLC 2,052 206,000 0.35%
36 ENVESTNET ASSET MANAGEMENT INC 1,979 200,000 0.34%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,717 173,000 0.29%
38 D.A. DAVIDSON & CO. 334 33,000 0.06%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 200 20,000 0.03%
40 Community Bank, N.A. 109 11,000 0.02%
41 Tower Research Capital LLC (TRC) 100 10,000 0.02%
42 PINNACLE BANCORP, INC. 100 10,000 0.02% SH
43 WFG Advisors, LP 100 10,000 0.02%
44 CITIGROUP INC 65 7,000 0.01%
45 Vantage Investment Advisors, LLC 67 7,000 0.01%
46 IFP ADVISORS, INC 55 6,000 0.01%
47 INR ADVISORY SERVICES LLC 41 4,000 0.01%
48 BlackRock Finance, Inc. 5 1,000 0.00%
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 1,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.