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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 64 Institutional holders with a total value of $272,493,107.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 489,437 69,353,000 25.45%
2 MORGAN STANLEY 311,848 44,189,000 16.22%
3 Fisher Asset Management, LLC 133,077 18,857,000 6.92%
4 WELLS FARGO & COMPANY/MN 132,163 18,728,000 6.87%
5 ROYAL BANK OF CANADA 108,444 15,367,000 5.64%
6 UBS Group AG 102,159 14,476,000 5.31%
7 PIERSHALE FINANCIAL GROUP, INC. 97,488 13,814,000 5.07%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 94,701 13,419,000 4.92%
9 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 86,212 12,216,000 4.48%
10 STIFEL FINANCIAL CORP 70,088 9,932,000 3.64%
11 JOHNSON INVESTMENT COUNSEL INC 41,003 5,810,000 2.13%
12 CREDIT SUISSE AG/ 29,881 4,234,000 1.55%
13 SG Americas Securities, LLC 24,663 3,495,000 1.28%
14 Bison Wealth, LLC 23,953 3,394,000 1.25%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,380 2,463,000 0.90%
16 Baker Avenue Asset Management, LP 14,823 2,100,000 0.77%
17 LPL Financial LLC 13,537 1,918,000 0.70%
18 Commonwealth Equity Services, Inc 10,070 1,427,000 0.52%
19 Pekin Hardy Strauss, Inc. 9,529 1,350,000 0.50%
20 WESPAC Advisors, LLC 9,529 1,350,000 0.50%
21 Pinnacle Advisory Group, Inc. 8,671 1,228,000 0.45%
22 First Heartland Consultants, Inc. 7,876 1,116,000 0.41%
23 Baystate Wealth Management LLC 7,744 1,097,000 0.40%
24 Concert Wealth Management Inc. 6,915 983,000 0.36%
25 AMERIPRISE FINANCIAL INC 6,693 948,000 0.35%
26 Placemark Investments, Inc. 4,828 685,000 0.25%
27 GREENLEAF TRUST 4,777 677,000 0.25%
28 HighTower Advisors, LLC 4,566 647,000 0.24%
29 AMERICAN INTERNATIONAL GROUP, INC. 3,904 553,197 0.20%
30 Private Advisor Group, LLC 3,395 481,000 0.18%
31 Essex Financial Services, Inc. 3,385 480,000 0.18%
32 ASSOCIATED BANC-CORP 3,370 478,000 0.18%
33 Tactical Allocation Group LLC 2,954 419,000 0.15%
34 Independent Portfolio Consultants, Inc. 2,870 407,000 0.15%
35 Brown Advisory Securities, LLC 2,845 402,000 0.15%
36 SUNTRUST BANKS INC 2,343 331,000 0.12%
37 ENVESTNET ASSET MANAGEMENT INC 2,249 319,000 0.12%
38 NATIONAL PLANNING CORP 2,280 318,242 0.12%
39 JPMORGAN CHASE & CO 2,200 312,000 0.11%
40 CITIGROUP INC 2,082 295,000 0.11%
41 Summit Asset Management, LLC 2,037 289,000 0.11%
42 Cambridge Investment Research Advisors, Inc. 1,926 273,000 0.10%
43 JANE STREET GROUP, LLC 1,919 272,000 0.10%
44 WILLIAM HARRIS INVESTORS INC 1,845 261,000 0.10%
45 First Allied Advisory Services, Inc. 1,803 258,000 0.09%
46 US BANCORP \DE\ 1,450 205,000 0.08%
47 Orion Porfolio Solutions, LLC 1,438 204,000 0.07%
48 Creative Planning 1,161 165,000 0.06%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,100 156,000 0.06%
50 PNC FINANCIAL SERVICES GROUP, INC. 429 61,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.