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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 58 Institutional holders with a total value of $172,012,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 212,635 28,242,000 16.42%
2 MORGAN STANLEY 172,964 22,973,000 13.36%
3 Fisher Asset Management, LLC 151,003 20,056,000 11.66%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 94,701 12,578,000 7.31%
5 WELLS FARGO & COMPANY/MN 85,271 11,326,000 6.58%
6 STIFEL FINANCIAL CORP 78,095 10,373,000 6.03%
7 UBS Group AG 74,874 9,945,000 5.78%
8 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 69,042 9,170,000 5.33%
9 ROYAL BANK OF CANADA 59,892 7,956,000 4.63%
10 JOHNSON INVESTMENT COUNSEL INC 38,057 5,054,000 2.94%
11 SG Americas Securities, LLC 24,563 3,262,000 1.90%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,253 2,956,000 1.72%
13 CITADEL ADVISORS LLC 21,167 2,810,000 1.63%
14 Bison Wealth, LLC 20,088 2,668,000 1.55%
15 Baker Avenue Asset Management, LP 18,392 2,443,000 1.42%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,759 2,092,000 1.22%
17 CREDIT SUISSE AG/ 14,355 1,907,000 1.11%
18 RAYMOND JAMES & ASSOCIATES 11,520 1,530,000 0.89%
19 LPL Financial LLC 9,460 1,300,000 0.76%
20 Commonwealth Equity Services, Inc 9,131 1,213,000 0.71%
21 First Heartland Consultants, Inc. 8,566 1,138,000 0.66%
22 WESPAC Advisors, LLC 8,121 1,079,000 0.63%
23 Virtu KCG Holdings LLC 6,585 875,000 0.51%
24 Concert Wealth Management Inc. 6,216 829,000 0.48%
25 GOLDMAN SACHS GROUP INC 5,044 670,000 0.39%
26 HighTower Advisors, LLC 4,414 587,000 0.34%
27 AMERIPRISE FINANCIAL INC 4,293 570,000 0.33%
28 Hilltop Holdings Inc. 4,078 542,000 0.32%
29 Essex Financial Services, Inc. 3,845 511,000 0.30%
30 AMERICAN INTERNATIONAL GROUP, INC. 3,718 494,000 0.29%
31 GREENLEAF TRUST 3,577 475,000 0.28%
32 INTEGRATED WEALTH MANAGEMENT 2,862 380,000 0.22%
33 ASSOCIATED BANC-CORP 2,820 375,000 0.22%
34 PARSONS CAPITAL MANAGEMENT INC/RI 2,817 374,000 0.22%
35 CITIGROUP INC 2,616 348,000 0.20%
36 JPMORGAN CHASE & CO 2,475 328,000 0.19%
37 Tactical Allocation Group LLC 2,343 311,000 0.18%
38 SUNTRUST BANKS INC 2,343 311,000 0.18%
39 Orion Porfolio Solutions, LLC 2,291 304,000 0.18%
40 Brown Advisory Securities, LLC 2,245 299,000 0.17%
41 Private Advisor Group, LLC 2,242 298,000 0.17%
42 Summit Asset Management, LLC 1,962 261,000 0.15%
43 ENVESTNET ASSET MANAGEMENT INC 1,112 148,000 0.09%
44 Creative Planning 1,104 147,000 0.09%
45 QS Investors, LLC 924 123,000 0.07%
46 US BANCORP \DE\ 905 120,000 0.07%
47 HIGHLAND CAPITAL MANAGEMENT, LLC 563 75,000 0.04%
48 MSI Financial Services Inc 364 48,000 0.03%
49 GLENMEDE TRUST CO NA 290 38,000 0.02%
50 PNC FINANCIAL SERVICES GROUP, INC. 214 28,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.