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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 58 Institutional holders with a total value of $201,311,276.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 258,767 36,616,000 18.19%
2 MORGAN STANLEY 157,039 22,221,000 11.04%
3 Fisher Asset Management, LLC 145,319 20,563,000 10.21%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 94,701 13,400,000 6.66%
5 CREDIT SUISSE AG/ 91,669 12,971,000 6.44%
6 WELLS FARGO & COMPANY/MN 81,604 11,546,000 5.74%
7 STIFEL FINANCIAL CORP 79,159 11,201,000 5.56%
8 UBS Group AG 77,130 10,914,000 5.42%
9 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 74,012 10,473,000 5.20%
10 ROYAL BANK OF CANADA 63,029 8,919,000 4.43%
11 JOHNSON INVESTMENT COUNSEL INC 38,467 5,443,000 2.70%
12 JANE STREET GROUP, LLC 36,821 5,210,000 2.59%
13 SG Americas Securities, LLC 24,563 3,476,000 1.73%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,421 3,314,000 1.65%
15 Bison Wealth, LLC 20,273 2,869,000 1.43%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,082 2,699,000 1.34%
17 Baker Avenue Asset Management, LP 15,241 2,157,000 1.07%
18 LPL Financial LLC 10,740 1,525,000 0.76%
19 Commonwealth Equity Services, Inc 9,278 1,313,000 0.65%
20 First Heartland Consultants, Inc. 8,566 1,212,000 0.60%
21 MANAGED ACCOUNT ADVISORS LLC 7,884 1,116,000 0.55%
22 AMERIPRISE FINANCIAL INC 6,773 958,000 0.48%
23 Concert Wealth Management Inc. 6,470 916,000 0.46%
24 HRT FINANCIAL LP 6,157 870,000 0.43%
25 WESPAC Advisors, LLC 5,300 750,000 0.37%
26 GOLDMAN SACHS GROUP INC 4,799 679,000 0.34%
27 GREENLEAF TRUST 4,777 676,000 0.34%
28 Virtu KCG Holdings LLC 4,711 667,000 0.33%
29 HighTower Advisors, LLC 4,633 656,000 0.33%
30 Essex Financial Services, Inc. 3,845 544,000 0.27%
31 AMERICAN INTERNATIONAL GROUP, INC. 3,797 537,276 0.27%
32 INTEGRATED WEALTH MANAGEMENT 2,911 412,000 0.20%
33 ASSOCIATED BANC-CORP 2,820 399,000 0.20%
34 PARSONS CAPITAL MANAGEMENT INC/RI 2,796 396,000 0.20%
35 Private Advisor Group, LLC 2,541 360,000 0.18%
36 Brown Advisory Securities, LLC 2,545 360,000 0.18%
37 Tactical Allocation Group LLC 2,518 356,000 0.18%
38 SUNTRUST BANKS INC 2,343 330,000 0.16%
39 CITADEL ADVISORS LLC 2,286 323,000 0.16%
40 CITIGROUP INC 2,159 306,000 0.15%
41 JPMORGAN CHASE & CO 2,000 283,000 0.14%
42 Summit Asset Management, LLC 1,962 278,000 0.14%
43 Orion Porfolio Solutions, LLC 1,834 260,000 0.13%
44 Cambridge Investment Research Advisors, Inc. 1,523 216,000 0.11%
45 MILLENNIUM MANAGEMENT LLC 1,416 200,000 0.10%
46 US BANCORP \DE\ 1,055 149,000 0.07%
47 HIGHLAND CAPITAL MANAGEMENT, LLC 563 80,000 0.04%
48 MSI Financial Services Inc 364 52,000 0.03%
49 GLENMEDE TRUST CO NA 290 41,000 0.02%
50 Ironwood Financial, llc 225 32,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.