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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 76 Institutional holders with a total value of $238,739,545.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 280,950 44,262,000 18.54%
2 MORGAN STANLEY 233,548 36,794,000 15.41%
3 Fisher Asset Management, LLC 202,348 31,878,000 13.35%
4 UBS Group AG 159,076 25,061,000 10.50%
5 WELLS FARGO & COMPANY/MN 91,987 14,492,000 6.07%
6 STIFEL FINANCIAL CORP 73,584 11,596,000 4.86%
7 ROYAL BANK OF CANADA 71,978 11,339,000 4.75%
8 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 58,918 9,282,000 3.89%
9 CITADEL ADVISORS LLC 35,988 5,670,000 2.37%
10 JOHNSON INVESTMENT COUNSEL INC 34,512 5,437,000 2.28%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,573 4,344,000 1.82%
12 RAYMOND JAMES & ASSOCIATES 20,119 3,169,000 1.33%
13 Wolf Group Capital Advisors 17,512 2,759,000 1.16%
14 LPL Financial LLC 15,271 2,424,000 1.02%
15 Commonwealth Equity Services, Inc 13,022 2,051,000 0.86%
16 Orion Porfolio Solutions, LLC 12,760 2,010,000 0.84%
17 JPMORGAN CHASE & CO 10,484 1,652,000 0.69%
18 JANE STREET GROUP, LLC 9,678 1,525,000 0.64%
19 HighTower Advisors, LLC 8,291 1,307,000 0.55%
20 Janney Montgomery Scott LLC 8,066 1,271,000 0.53%
21 QS Investors, LLC 8,030 1,265,000 0.53%
22 AMERIPRISE FINANCIAL INC 7,763 1,223,000 0.51%
23 Baker Avenue Asset Management, LP 7,670 1,208,000 0.51%
24 SignalPoint Asset Management, LLC 7,508 1,183,000 0.50%
25 Concert Wealth Management Inc. 6,822 1,077,000 0.45%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,781 1,068,000 0.45%
27 CREDIT SUISSE AG/ 5,963 939,000 0.39%
28 PINNACLE FAMILY ADVISORS, LLC 5,483 863,000 0.36%
29 Raymond James Financial Services Advisors, Inc. 4,484 706,000 0.30%
30 CITIGROUP INC 4,442 700,000 0.29%
31 Freedom Investment Management, Inc. 4,406 694,000 0.29%
32 Hilltop Holdings Inc. 4,078 642,000 0.27%
33 ADVISOR GROUP, INC. 3,942 621,000 0.26%
34 RWA WEALTH PARTNERS, LLC 3,838 605,000 0.25%
35 GREENLEAF TRUST 3,527 556,000 0.23%
36 WESPAC Advisors, LLC 3,205 505,000 0.21%
37 PARSONS CAPITAL MANAGEMENT INC/RI 3,199 504,000 0.21%
38 RAYMOND JAMES TRUST N.A. 3,111 490,000 0.21%
39 ENVESTNET ASSET MANAGEMENT INC 2,991 471,000 0.20%
40 BAIRD FINANCIAL GROUP, INC. 2,986 470,000 0.20%
41 Essex Financial Services, Inc. 2,840 447,000 0.19%
42 INTEGRATED WEALTH MANAGEMENT 2,542 400,000 0.17%
43 Virtu KCG Holdings LLC 2,223 350,000 0.15%
44 Private Advisor Group, LLC 1,937 310,000 0.13%
45 NEXT Financial Group, Inc 1,602 252,000 0.11%
46 KOHMANN BOSSHARD FINANCIAL SERVICES, LLC 1,519 244,000 0.10%
47 Savant Capital, LLC 1,500 236,000 0.10%
48 ROPES WEALTH ADVISORS LLC 1,496 236,000 0.10%
49 Summit Asset Management, LLC 1,481 233,000 0.10%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,450 228,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.