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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 62 Institutional holders with a total value of $212,628,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 252,029 35,368,000 16.63%
2 MORGAN STANLEY 157,313 22,076,000 10.38%
3 Fisher Asset Management, LLC 139,352 19,555,000 9.20%
4 ROYAL BANK OF CANADA 132,848 18,642,000 8.77%
5 WELLS FARGO & COMPANY/MN 102,956 14,448,000 6.79%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 94,701 13,289,000 6.25%
7 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 84,302 11,830,000 5.56%
8 UBS Group AG 77,875 10,928,000 5.14%
9 STIFEL FINANCIAL CORP 73,112 10,260,000 4.83%
10 CREDIT SUISSE AG/ 69,905 9,810,000 4.61%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,947 6,731,000 3.17%
12 JOHNSON INVESTMENT COUNSEL INC 40,448 5,676,000 2.67%
13 SG Americas Securities, LLC 24,663 3,461,000 1.63%
14 Bison Wealth, LLC 21,737 3,050,000 1.43%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,801 2,919,000 1.37%
16 JANE STREET GROUP, LLC 18,619 2,613,000 1.23%
17 Baker Avenue Asset Management, LP 15,755 2,211,000 1.04%
18 Virtu KCG Holdings LLC 10,324 1,449,000 0.68%
19 LPL Financial LLC 10,132 1,413,000 0.66%
20 Commonwealth Equity Services, Inc 9,216 1,293,000 0.61%
21 WESPAC Advisors, LLC 9,078 1,274,000 0.60%
22 Pinnacle Advisory Group, Inc. 8,671 1,216,000 0.57%
23 First Heartland Consultants, Inc. 8,566 1,202,000 0.57%
24 Baystate Wealth Management LLC 7,397 1,038,000 0.49%
25 AMERIPRISE FINANCIAL INC 6,794 953,000 0.45%
26 Concert Wealth Management Inc. 7,871 831,000 0.39%
27 GREENLEAF TRUST 4,777 670,000 0.32%
28 HighTower Advisors, LLC 4,632 650,000 0.31%
29 ENVESTNET ASSET MANAGEMENT INC 4,487 630,000 0.30%
30 Hilltop Holdings Inc. 4,078 572,000 0.27%
31 Essex Financial Services, Inc. 3,845 540,000 0.25%
32 AMERICAN INTERNATIONAL GROUP, INC. 3,793 532,272 0.25%
33 Private Advisor Group, LLC 3,396 477,000 0.22%
34 ASSOCIATED BANC-CORP 3,370 473,000 0.22%
35 MANAGED ACCOUNT ADVISORS LLC 3,288 461,000 0.22%
36 Tactical Allocation Group LLC 2,908 408,000 0.19%
37 Brown Advisory Securities, LLC 2,695 378,000 0.18%
38 PARSONS CAPITAL MANAGEMENT INC/RI 2,650 372,000 0.17%
39 JPMORGAN CHASE & CO 2,400 337,000 0.16%
40 SUNTRUST BANKS INC 2,343 328,000 0.15%
41 INTEGRATED WEALTH MANAGEMENT 2,217 311,000 0.15%
42 CITIGROUP INC 2,117 297,000 0.14%
43 Summit Asset Management, LLC 2,037 286,000 0.13%
44 Cambridge Investment Research Advisors, Inc. 1,720 241,000 0.11%
45 First Allied Advisory Services, Inc. 1,691 240,000 0.11%
46 Orion Porfolio Solutions, LLC 1,659 233,000 0.11%
47 Creative Planning 1,104 155,000 0.07%
48 US BANCORP \DE\ 1,055 148,000 0.07%
49 Capital Directions Investment Advisors, LLC 427 62,000 0.03%
50 MSI Financial Services Inc 364 51,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.