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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 70 Institutional holders with a total value of $251,648,602.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 289,181 42,029,000 16.70%
2 MORGAN STANLEY 221,274 32,161,000 12.78%
3 UBS Group AG 185,838 27,010,000 10.73%
4 Fisher Asset Management, LLC 162,436 23,911,000 9.50%
5 WELLS FARGO & COMPANY/MN 111,113 16,149,000 6.42%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 79,701 11,584,000 4.60%
7 STIFEL FINANCIAL CORP 75,778 11,014,000 4.38%
8 ROYAL BANK OF CANADA 70,662 10,270,000 4.08%
9 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 62,968 9,152,000 3.64%
10 RAYMOND JAMES & ASSOCIATES 54,794 7,964,000 3.16%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 53,001 7,704,000 3.06%
12 JOHNSON INVESTMENT COUNSEL INC 38,580 5,607,000 2.23%
13 Baker Avenue Asset Management, LP 33,267 4,835,000 1.92%
14 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 29,000 4,215,000 1.67%
15 Bison Wealth, LLC 24,685 3,588,000 1.43%
16 LPL Financial LLC 24,226 3,508,000 1.39%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,113 3,214,000 1.28%
18 Orion Porfolio Solutions, LLC 19,162 2,785,000 1.11%
19 AVALON CAPITAL MANAGEMENT 16,232 2,359,000 0.94%
20 GOLDMAN SACHS GROUP INC 15,392 2,237,000 0.89%
21 Commonwealth Equity Services, Inc 12,046 1,751,000 0.70%
22 JPMORGAN CHASE & CO 10,134 1,473,000 0.59%
23 HighTower Advisors, LLC 9,718 1,412,000 0.56%
24 First Heartland Consultants, Inc. 9,021 1,311,000 0.52%
25 Wolf Group Capital Advisors 8,806 1,280,000 0.51%
26 AMERIPRISE FINANCIAL INC 8,803 1,279,000 0.51%
27 Concert Wealth Management Inc. 6,789 988,000 0.39%
28 Raymond James Financial Services Advisors, Inc. 5,914 859,000 0.34%
29 CREDIT SUISSE AG/ 5,472 795,000 0.32%
30 Brown Advisory Securities, LLC 4,345 632,000 0.25%
31 Hilltop Holdings Inc. 4,078 593,000 0.24%
32 AMERICAN INTERNATIONAL GROUP, INC. 4,067 591,000 0.23%
33 MILLENNIUM MANAGEMENT LLC 3,726 542,000 0.22%
34 CITADEL ADVISORS LLC 3,650 530,000 0.21%
35 GREENLEAF TRUST 3,577 520,000 0.21%
36 WESPAC Advisors, LLC 3,234 470,000 0.19%
37 PARSONS CAPITAL MANAGEMENT INC/RI 3,052 444,000 0.18%
38 Essex Financial Services, Inc. 3,000 436,000 0.17%
39 ASSOCIATED BANC-CORP 2,745 399,000 0.16%
40 CITIGROUP INC 2,707 393,000 0.16%
41 INTEGRATED WEALTH MANAGEMENT 2,674 389,000 0.15%
42 Private Advisor Group, LLC 2,568 373,000 0.15%
43 SG Americas Securities, LLC 1,929 280,000 0.11%
44 KELMAN-LAZAROV, INC. 1,850 271,000 0.11%
45 Stratos Wealth Partners, LTD. 1,776 258,000 0.10%
46 Tactical Allocation Group LLC 1,744 253,000 0.10%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,644 239,000 0.09%
48 Savant Capital, LLC 1,500 218,000 0.09%
49 LAUREL WEALTH ADVISORS, INC. 1,500 218,000 0.09%
50 Summit Asset Management, LLC 1,481 215,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.