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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 52 Institutional holders with a total value of $220,736,483.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 443,793 61,297,000 27.77%
2 MORGAN STANLEY 294,007 40,608,000 18.40%
3 Fisher Asset Management, LLC 126,105 17,418,000 7.89%
4 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 104,529 14,438,000 6.54%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 94,701 13,080,000 5.93%
6 WELLS FARGO & COMPANY/MN 89,600 12,375,000 5.61%
7 UBS AG 72,304 9,987,000 4.52%
8 STIFEL FINANCIAL CORP 68,741 9,494,000 4.30%
9 ROYAL BANK OF CANADA 50,818 7,018,000 3.18%
10 JOHNSON INVESTMENT COUNSEL INC 42,203 5,829,000 2.64%
11 CREDIT SUISSE AG/ 35,052 4,841,000 2.19%
12 SG Americas Securities, LLC 25,719 3,552,000 1.61%
13 JANE STREET GROUP, LLC 19,899 2,748,000 1.24%
14 LPL Financial LLC 12,837 1,751,000 0.79%
15 WESPAC Advisors, LLC 9,771 1,350,000 0.61%
16 Commonwealth Equity Services, Inc 9,578 1,323,000 0.60%
17 Baker Avenue Asset Management, LP 8,752 1,209,000 0.55%
18 Pinnacle Advisory Group, Inc. 8,671 1,197,000 0.54%
19 Baystate Wealth Management LLC 7,185 992,000 0.45%
20 First Heartland Consultants, Inc. 7,174 991,000 0.45%
21 Concert Wealth Management Inc. 6,149 845,000 0.38%
22 GOLDMAN SACHS GROUP INC 5,066 700,000 0.32%
23 GREENLEAF TRUST 4,777 660,000 0.30%
24 AMERIPRISE FINANCIAL INC 4,372 604,000 0.27%
25 HighTower Advisors, LLC 4,101 566,000 0.26%
26 Private Advisor Group, LLC 3,696 510,000 0.23%
27 Essex Financial Services, Inc. 3,385 468,000 0.21%
28 Summit Asset Management, LLC 2,983 412,000 0.19%
29 Brown Advisory Securities, LLC 2,845 393,000 0.18%
30 Independent Portfolio Consultants, Inc. 2,845 393,000 0.18%
31 NATIONAL PLANNING CORP 2,752 379,000 0.17%
32 AMERICAN INTERNATIONAL GROUP, INC. 2,552 352,483 0.16%
33 Placemark Investments, Inc. 2,262 312,000 0.14%
34 SUNTRUST BANKS INC 2,177 300,000 0.14%
35 WILLIAM HARRIS INVESTORS INC 1,845 255,000 0.12%
36 JPMORGAN CHASE & CO 1,800 249,000 0.11%
37 Cambridge Investment Research Advisors, Inc. 1,700 235,000 0.11%
38 NEXT Financial Group, Inc 1,675 231,000 0.10%
39 SPROTT INC. 1,600 221,000 0.10%
40 ASSOCIATED BANC-CORP 1,525 211,000 0.10%
41 Orion Porfolio Solutions, LLC 1,257 174,000 0.08%
42 Creative Planning 1,161 160,000 0.07%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,100 152,000 0.07%
44 US BANCORP \DE\ 950 131,000 0.06%
45 CITIGROUP INC 823 114,000 0.05%
46 Capital Directions Investment Advisors, LLC 423 60,000 0.03%
47 PNC FINANCIAL SERVICES GROUP, INC. 429 59,000 0.03%
48 GLENMEDE TRUST CO NA 290 40,000 0.02%
49 NEW ENGLAND SECURITIES CORP /MA/ 150 21,000 0.01%
50 Plante Moran Financial Advisors, LLC 100 14,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.