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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 72 Institutional holders with a total value of $261,501,374.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 291,428 42,135,000 16.11%
2 MORGAN STANLEY 244,015 35,279,000 13.49%
3 UBS Group AG 214,192 30,968,000 11.84%
4 Fisher Asset Management, LLC 157,444 22,763,000 8.70%
5 WELLS FARGO & COMPANY/MN 119,779 17,318,000 6.62%
6 RAYMOND JAMES & ASSOCIATES 90,667 13,109,000 5.01%
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 79,701 11,523,000 4.41%
8 STIFEL FINANCIAL CORP 75,784 10,957,000 4.19%
9 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 70,258 10,158,000 3.88%
10 ROYAL BANK OF CANADA 62,869 9,090,000 3.48%
11 AMERICAN INTERNATIONAL GROUP, INC. 61,816 8,937,000 3.42%
12 JOHNSON INVESTMENT COUNSEL INC 41,087 5,940,000 2.27%
13 Baker Avenue Asset Management, LP 36,429 5,267,000 2.01%
14 Bison Wealth, LLC 23,609 3,413,000 1.31%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,459 3,103,000 1.19%
16 LPL Financial LLC 19,670 2,802,000 1.07%
17 AVALON CAPITAL MANAGEMENT 18,215 2,634,000 1.01%
18 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 16,090 2,326,000 0.89%
19 CREDIT SUISSE AG/ 14,324 2,071,000 0.79%
20 Commonwealth Equity Services, Inc 13,462 1,946,000 0.74%
21 First Allied Advisory Services, Inc. 11,331 1,637,000 0.63%
22 HighTower Advisors, LLC 9,786 1,416,000 0.54%
23 JPMORGAN CHASE & CO 8,942 1,294,000 0.49%
24 First Heartland Consultants, Inc. 8,850 1,280,000 0.49%
25 Transamerica Financial Advisors, LLC 8,749 1,265,000 0.48%
26 Wolf Group Capital Advisors 6,561 949,000 0.36%
27 AMERIPRISE FINANCIAL INC 6,518 942,000 0.36%
28 Concert Wealth Management Inc. 6,424 927,000 0.35%
29 Brown Advisory Securities, LLC 5,245 758,000 0.29%
30 Essex Financial Services, Inc. 4,345 628,000 0.24%
31 Hilltop Holdings Inc. 4,078 590,000 0.23%
32 Orion Porfolio Solutions, LLC 3,813 551,000 0.21%
33 GREENLEAF TRUST 3,577 517,000 0.20%
34 CITIGROUP INC 3,542 512,000 0.20%
35 WESPAC Advisors, LLC 3,234 468,000 0.18%
36 QS Investors, LLC 3,214 465,000 0.18%
37 PARSONS CAPITAL MANAGEMENT INC/RI 2,908 420,000 0.16%
38 INTEGRATED WEALTH MANAGEMENT 2,820 408,000 0.16%
39 ASSOCIATED BANC-CORP 2,745 397,000 0.15%
40 MILLENNIUM MANAGEMENT LLC 2,734 395,000 0.15%
41 SG Americas Securities, LLC 2,457 355,000 0.14%
42 Private Advisor Group, LLC 2,292 331,000 0.13%
43 Tactical Allocation Group LLC 2,227 322,000 0.12%
44 NATIONAL PLANNING CORP 2,280 306,000 0.12%
45 Investors Capital Advisory Services 2,002 289,000 0.11%
46 Stratos Wealth Partners, LTD. 1,791 259,000 0.10%
47 TAYLOR WEALTH MANAGEMENT PARTNERS 1,564 226,000 0.09%
48 Savant Capital, LLC 1,500 217,000 0.08%
49 Summit Asset Management, LLC 1,481 214,000 0.08%
50 GOLDMAN SACHS GROUP INC 1,478 214,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.