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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 76 Institutional holders with a total value of $238,739,545.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 1 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Carroll Financial Associates, Inc. 11 1,000 0.00%
4 FIFTH THIRD BANCORP 18 3,000 0.00%
5 Lenox Wealth Management, Inc. 20 3,000 0.00%
6 WFG Advisors, LP 27 4,000 0.00%
7 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 33 6,000 0.00%
8 ADVANTAGE INVESTMENT MANAGEMENT, LLC 100 16,000 0.01%
9 CWM, LLC 100 16,000 0.01%
10 Ironwood Financial, llc 135 21,000 0.01%
11 IHT WEALTH MANAGEMENT, LLC 141 22,000 0.01%
12 PNC FINANCIAL SERVICES GROUP, INC. 214 34,000 0.01%
13 Joel Isaacson & Co., LLC 219 35,000 0.01%
14 MassMutual Private Wealth & Trust, FSB 250 39,385 0.02%
15 D.A. DAVIDSON & CO. 255 40,000 0.02%
16 SEI INVESTMENTS CO 268 42,000 0.02%
17 GLENMEDE TRUST CO NA 290 45,000 0.02%
18 IFP ADVISORS, INC 338 53,000 0.02%
19 Capital Directions Investment Advisors, LLC 441 69,000 0.03%
20 Perigon Wealth Management, LLC 608 103,000 0.04%
21 OMNIA FAMILY WEALTH, LLC 841 133,000 0.06%
22 Creative Planning 1,105 174,000 0.07%
23 US BANCORP \DE\ 1,205 190,000 0.08%
24 MSI Financial Services Inc 1,260 198,000 0.08%
25 KELMAN-LAZAROV, INC. 1,400 220,556 0.09%
26 RISK PARADIGM GROUP, LLC 1,413 222,604 0.09%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,450 228,000 0.10%
28 Summit Asset Management, LLC 1,481 233,000 0.10%
29 ROPES WEALTH ADVISORS LLC 1,496 236,000 0.10%
30 Savant Capital, LLC 1,500 236,000 0.10%
31 KOHMANN BOSSHARD FINANCIAL SERVICES, LLC 1,519 244,000 0.10%
32 NEXT Financial Group, Inc 1,602 252,000 0.11%
33 Private Advisor Group, LLC 1,937 310,000 0.13%
34 Virtu KCG Holdings LLC 2,223 350,000 0.15%
35 INTEGRATED WEALTH MANAGEMENT 2,542 400,000 0.17%
36 Essex Financial Services, Inc. 2,840 447,000 0.19%
37 BAIRD FINANCIAL GROUP, INC. 2,986 470,000 0.20%
38 ENVESTNET ASSET MANAGEMENT INC 2,991 471,000 0.20%
39 RAYMOND JAMES TRUST N.A. 3,111 490,000 0.21%
40 PARSONS CAPITAL MANAGEMENT INC/RI 3,199 504,000 0.21%
41 WESPAC Advisors, LLC 3,205 505,000 0.21%
42 GREENLEAF TRUST 3,527 556,000 0.23%
43 RWA WEALTH PARTNERS, LLC 3,838 605,000 0.25%
44 ADVISOR GROUP, INC. 3,942 621,000 0.26%
45 Hilltop Holdings Inc. 4,078 642,000 0.27%
46 Freedom Investment Management, Inc. 4,406 694,000 0.29%
47 CITIGROUP INC 4,442 700,000 0.29%
48 Raymond James Financial Services Advisors, Inc. 4,484 706,000 0.30%
49 PINNACLE FAMILY ADVISORS, LLC 5,483 863,000 0.36%
50 CREDIT SUISSE AG/ 5,963 939,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.