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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 51 Institutional holders with a total value of $98,177,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ORGEL WEALTH MANAGEMENT, LLC 774,332 43,370,000 44.18%
2 BANK OF AMERICA CORP /DE/ 151,063 8,461,000 8.62%
3 Commonwealth Equity Services, Inc 142,909 8,004,000 8.15%
4 UBS Group AG 132,158 7,402,000 7.54%
5 MORGAN STANLEY 99,567 5,577,000 5.68%
6 WELLS FARGO & COMPANY/MN 51,233 2,869,000 2.92%
7 TILLER PRIVATE WEALTH, INC. 46,099 2,582,000 2.63%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,468 1,931,000 1.97%
9 Virtu KCG Holdings LLC 32,652 1,829,000 1.86%
10 RAYMOND JAMES & ASSOCIATES 25,399 1,423,000 1.45%
11 HighTower Advisors, LLC 21,656 1,215,000 1.24%
12 Bison Wealth, LLC 20,177 1,130,000 1.15%
13 ProVise Management Group, LLC 18,150 1,017,000 1.04%
14 LPL Financial LLC 18,356 1,013,000 1.03%
15 Cambridge Investment Research Advisors, Inc. 17,551 983,000 1.00%
16 Courage Miller Partners, LLC 17,311 970,000 0.99%
17 Oxbow Advisors, LLC 16,975 951,000 0.97%
18 Garrison Asset Management, LLC 13,666 765,000 0.78%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,525 755,000 0.77%
20 JANE STREET GROUP, LLC 10,856 608,000 0.62%
21 Concert Wealth Management Inc. 10,010 560,000 0.57%
22 Friedenthal Financial 8,523 477,000 0.49%
23 B. Riley Wealth Advisors, Inc. 7,772 436,000 0.44%
24 Sterling Capital Management LLC 7,000 392,000 0.40%
25 Rehmann Capital Advisory Group 6,597 370,000 0.38%
26 ROYAL BANK OF CANADA 6,560 368,000 0.37%
27 Gradient Investments LLC 5,340 299,000 0.30%
28 MSI Financial Services Inc 5,015 281,000 0.29%
29 INVESTMENT CENTERS OF AMERICA INC 4,585 256,000 0.26%
30 First Allied Advisory Services, Inc. 4,475 251,000 0.26%
31 Orion Porfolio Solutions, LLC 4,378 245,000 0.25%
32 D'Orazio & Associates, Inc. 4,138 232,000 0.24%
33 Concorde Asset Management, LLC 3,871 217,000 0.22%
34 ENVESTNET ASSET MANAGEMENT INC 3,863 216,000 0.22%
35 ADVISOR GROUP, INC. 2,913 162,000 0.17%
36 Advisory Services Network, LLC 2,516 141,000 0.14%
37 Tradewinds Capital Management, LLC 1,724 97,000 0.10%
38 MYCIO WEALTH PARTNERS, LLC 1,610 90,000 0.09%
39 SEI INVESTMENTS CO 1,217 68,000 0.07%
40 Apriem Advisors 1,000 56,000 0.06%
41 BRONFMAN E.L. ROTHSCHILD, L.P. 416 23,000 0.02%
42 Financial Architects, Inc 407 23,000 0.02%
43 Hanson & Doremus Investment Management 208 12,000 0.01%
44 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 200 11,000 0.01%
45 SOLARIS ASSET MANAGEMENT LLC 175 10,000 0.01%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 175 10,000 0.01%
47 KRILOGY FINANCIAL LLC 134 7,000 0.01%
48 Creative Planning 106 6,000 0.01%
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 75 5,000 0.01%
50 Edge Wealth Management LLC 25 1,000 0.00% SH
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.