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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $137,011,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 2 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Baltimore-Washington Financial Advisors, Inc. 19,875 1,272 0.00%
4 KRILOGY FINANCIAL LLC 46 3,000 0.00%
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 55 4,000 0.00%
6 FLOW TRADERS U.S. LLC 100 6,000 0.00%
7 D.A. DAVIDSON & CO. 100 6,000 0.00%
8 Hanson & Doremus Investment Management 209 13,392 0.01%
9 Financial Architects, Inc 408 26,000 0.02%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 427 27,000 0.02%
11 Creative Planning 591 38,000 0.03%
12 Apriem Advisors 1,000 64,000 0.05%
13 SEI INVESTMENTS CO 1,217 78,000 0.06%
14 Tradewinds Capital Management, LLC 1,670 107,000 0.08%
15 Liberty Capital Management, Inc. 1,695 108,000 0.08%
16 DAVENPORT & Co LLC 3,168 202,000 0.15%
17 Cambridge Investment Research Advisors, Inc. 3,172 203,000 0.15%
18 EDGE ADVISORS, LLC 3,443 220,000 0.16%
19 Concorde Asset Management, LLC 3,474 223,000 0.16%
20 First Allied Advisory Services, Inc. 4,046 259,000 0.19%
21 D'Orazio & Associates, Inc. 4,138 265,000 0.19%
22 INVESTMENT CENTERS OF AMERICA INC 4,585 294,000 0.21%
23 Gradient Investments LLC 4,978 319,000 0.23%
24 ADVISOR GROUP, INC. 5,063 324,000 0.24%
25 Orion Porfolio Solutions, LLC 5,331 341,000 0.25%
26 MSI Financial Services Inc 5,522 354,000 0.26%
27 Eagle Capital Management, LLC 5,868 376,000 0.27%
28 JT STRATFORD LLC 7,397 473,000 0.35%
29 Freedom Investment Management, Inc. 7,949 509,000 0.37%
30 AMERIPRISE FINANCIAL INC 8,094 518,000 0.38%
31 FIRST CAPITAL ADVISORS GROUP, LLC. 8,146 521,000 0.38%
32 SG Americas Securities, LLC 8,720 558,000 0.41%
33 Raymond James Financial Services Advisors, Inc. 8,927 571,000 0.42%
34 FDx Advisors, Inc. 11,295 723,000 0.53%
35 LPL Financial LLC 11,264 730,000 0.53%
36 SignalPoint Asset Management, LLC 13,073 837,000 0.61%
37 Concert Wealth Management Inc. 13,733 874,000 0.64%
38 Friedenthal Financial 14,099 903,000 0.66%
39 Garrison Asset Management, LLC 14,781 946,000 0.69%
40 ROYAL BANK OF CANADA 15,288 978,000 0.71%
41 Oxbow Advisors, LLC 16,975 1,087,000 0.79%
42 Courage Miller Partners, LLC 17,148 1,098,000 0.80%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,493 1,119,000 0.82%
44 HighTower Advisors, LLC 20,946 1,343,000 0.98%
45 SUNTRUST BANKS INC 24,401 1,561,000 1.14%
46 CITADEL ADVISORS LLC 28,547 1,827,000 1.33%
47 JANE STREET GROUP, LLC 30,866 1,976,000 1.44%
48 ACCESS FINANCIAL SERVICES, INC. 41,280 2,642,000 1.93%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 41,900 2,682,000 1.96%
50 TILLER PRIVATE WEALTH, INC. 46,197 2,957,000 2.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.