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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 202 Institutional holders with a total value of $529,106,520.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SVA Wealth Management, LLC 1,307,064 53,056,000 10.03%
2 Legacy Wealth Management, Inc 682,474 27,703,000 5.24%
3 Brouwer & Janachowski, LLC 563,221 22,862,000 4.32%
4 WELLS FARGO & COMPANY/MN 448,654 18,212,000 3.44%
5 Raymond James Financial Services Advisors, Inc. 409,542 16,625,000 3.14%
6 MORGAN STANLEY 404,536 16,421,000 3.10%
7 Financial Management Professionals, Inc. 398,225 16,164,000 3.05%
8 WealthTrust-Arizona, LLC 285,209 11,577,000 2.19%
9 PLANNING ALTERNATIVES LTD /ADV 273,316 11,094,000 2.10%
10 Emery Howard Portfolio Management, Inc. 242,090 9,827,000 1.86%
11 JMG Financial Group, Ltd. 238,943 9,699,000 1.83%
12 SALEM INVESTMENT COUNSELORS INC 236,741 9,614,000 1.82%
13 ProVise Management Group, LLC 234,173 9,506,000 1.80%
14 LEAVELL INVESTMENT MANAGEMENT, INC. 217,199 8,817,000 1.67%
15 SHARKEY, HOWES & JAVER 215,482 8,747,000 1.65%
16 ASPIRIANT, LLC 209,742 8,514,000 1.61%
17 LPL Financial LLC 211,442 8,462,000 1.60%
18 MOISAND FITZGERALD TAMAYO, LLC 192,550 7,816,000 1.48%
19 UBS Group AG 184,548 7,491,000 1.42%
20 WESCAP MANAGEMENT GROUP, INC. 172,746 7,012,000 1.33%
21 OLD DOMINION CAPITAL MANAGEMENT INC 162,796 6,608,000 1.25%
22 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 151,575 6,153,000 1.16%
23 St. Johns Investment Management Company, LLC 150,329 6,102,000 1.15%
24 Nadler Financial Group, Inc. 143,499 5,825,000 1.10%
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 142,071 5,767,000 1.09%
26 SII INVESTMENTS INC/WI 140,778 5,714,000 1.08%
27 LATHROP INVESTMENT MANAGEMENT CO 139,414 5,659,000 1.07%
28 BLB&B Advisors, LLC 138,266 5,612,000 1.06%
29 Leisure Capital Management 136,697 5,549,000 1.05%
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 135,695 5,474,000 1.03%
31 Bouchey Financial Group Ltd 133,779 5,430,000 1.03%
32 BERGANKDV WEALTH MANAGEMENT, LLC 129,223 5,245,000 0.99%
33 VSR Financial Services, Inc. 128,511 5,217,000 0.99%
34 FINANCIAL CONSULATE, INC 119,617 4,855,000 0.92%
35 Summit Asset Management, LLC 113,581 4,610,000 0.87%
36 Gemmer Asset Management LLC 113,217 4,595,000 0.87%
37 Summit Financial Strategies, Inc. 112,181 4,554,000 0.86%
38 HARFST & ASSOCIATES, INC. 111,382 4,521,000 0.85%
39 Cambridge Investment Research Advisors, Inc. 106,374 4,318,000 0.82%
40 CWH Capital Management, Inc. 105,334 4,276,000 0.81%
41 Curbstone Financial Management Corp 105,240 4,272,000 0.81%
42 EATON VANCE MANAGEMENT 104,595 4,246,000 0.80%
43 Marquette Asset Management, LLC 101,198 4,108,000 0.78%
44 Madden Advisory Services, Inc. 86,196 3,498,000 0.66%
45 Avior Wealth Management, LLC 83,687 3,397,000 0.64%
46 Tradewinds Capital Management, LLC 81,258 3,298,000 0.62%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,099 3,293,000 0.62%
48 VALLEY NATIONAL ADVISERS INC 80,492 3,267,000 0.62%
49 Triangle Securities Wealth Management 79,416 3,224,000 0.61%
50 RKL Wealth Management LLC 69,503 2,822,000 0.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.