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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 138 Institutional holders with a total value of $241,073,822.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PLANNING ALTERNATIVES LTD /ADV 478,776 19,477,000 8.08%
2 LEAVELL INVESTMENT MANAGEMENT, INC. 277,103 11,273,000 4.68%
3 Leisure Capital Management 260,098 10,580,000 4.39%
4 SALEM INVESTMENT COUNSELORS INC 212,810 8,657,000 3.59%
5 SVA Wealth Management, LLC 202,415 8,234,000 3.42%
6 Legacy Wealth Management, Inc 175,942 7,157,000 2.97%
7 Ironwood Financial, llc 174,565 7,103,000 2.95%
8 OLD DOMINION CAPITAL MANAGEMENT INC 169,219 6,884,000 2.86%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 154,095 6,269,000 2.60%
10 ASPIRIANT HOLDINGS S3, LLC 148,745 6,051,000 2.51%
11 WealthTrust-Arizona, LLC 141,816 5,769,000 2.39%
12 FINANCIAL CONSULATE, INC 135,500 5,512,000 2.29%
13 Avior Wealth Management, LLC 135,093 5,496,000 2.28%
14 LATHROP INVESTMENT MANAGEMENT CO 129,809 5,281,000 2.19%
15 Emery Howard Portfolio Management, Inc. 126,178 5,133,000 2.13%
16 Madden Advisory Services, Inc. 118,883 4,836,000 2.01%
17 ProVise Management Group, LLC 117,315 4,772,000 1.98%
18 Bouchey Financial Group Ltd 116,902 4,756,000 1.97%
19 Brouwer & Janachowski, LLC 110,219 4,484,000 1.86%
20 Marquette Asset Management, LLC 108,195 4,401,000 1.83%
21 Atria Investments, Inc 92,012 3,743,000 1.55%
22 ENVESTNET ASSET MANAGEMENT INC 91,750 3,732,000 1.55%
23 JANE STREET GROUP, LLC 89,177 3,628,000 1.50%
24 Gemmer Asset Management LLC 88,575 3,603,000 1.49%
25 EATON VANCE MANAGEMENT 75,895 3,087,000 1.28%
26 JMG Financial Group, Ltd. 73,481 2,989,000 1.24%
27 Gateway Advisory, LLC 73,342 2,984,000 1.24%
28 Tradewinds Capital Management, LLC 72,268 2,940,000 1.22%
29 CONDOR CAPITAL MANAGEMENT 59,038 2,402,000 1.00%
30 Bangor Savings Bank 58,898 2,396,000 0.99%
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 58,760 2,390,000 0.99%
32 One Capital Management, LLC 57,937 2,357,000 0.98%
33 Summit Financial Strategies, Inc. 57,826 2,352,000 0.98%
34 CWH Capital Management, Inc. 57,102 2,323,000 0.96%
35 RKL Wealth Management LLC 55,883 2,273,000 0.94%
36 MARINER INDEPENDENT ADVISOR NETWORK, LLC 53,985 2,196,110 0.91%
37 CITIGROUP INC 51,498 2,095,000 0.87%
38 VALLEY NATIONAL ADVISERS INC 50,961 1,908,000 0.79%
39 KCM INVESTMENT ADVISORS LLC 46,341 1,885,000 0.78%
40 WELLS FARGO & COMPANY/MN 46,319 1,884,000 0.78%
41 Courage Miller Partners, LLC 40,743 1,657,000 0.69%
42 Orion Porfolio Solutions, LLC 40,241 1,637,000 0.68%
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 40,199 1,635,000 0.68%
44 CAHILL FINANCIAL ADVISORS INC 38,153 1,553,000 0.64%
45 Frontier Wealth Management LLC 35,538 1,446,000 0.60%
46 BLB&B Advisors, LLC 34,445 1,401,000 0.58%
47 Cambridge Investment Research Advisors, Inc. 34,302 1,395,000 0.58%
48 Live Your Vision, LLC 33,808 1,358,000 0.56%
49 MORGAN STANLEY 33,392 1,358,000 0.56%
50 Summit Asset Management, LLC 33,256 1,353,000 0.56%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.