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Schwab US Mid-Cap ETF
Schwab US Mid-Cap ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 114 Institutional holders with a total value of $205,736,330.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Management Professionals, Inc. 620,493 24,968,000 12.14%
2 PLANNING ALTERNATIVES LTD /ADV 419,943 16,899,000 8.21%
3 SALEM INVESTMENT COUNSELORS INC 209,103 8,414,000 4.09%
4 PIERSHALE FINANCIAL GROUP, INC. 161,319 6,491,000 3.16%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 159,936 6,436,000 3.13%
6 Madden Advisory Services, Inc. 157,137 6,323,000 3.07%
7 OLD DOMINION CAPITAL MANAGEMENT INC 155,577 6,260,000 3.04%
8 ASPIRIANT HOLDINGS S3, LLC 155,445 6,255,000 3.04%
9 Avior Wealth Management, LLC 130,838 5,265,000 2.56%
10 LATHROP INVESTMENT MANAGEMENT CO 119,033 4,790,000 2.33%
11 CWH Capital Management, Inc. 114,827 4,621,000 2.25%
12 ProVise Management Group, LLC 102,047 4,107,000 2.00%
13 Atria Investments, Inc 101,455 4,083,000 1.98%
14 ENVESTNET ASSET MANAGEMENT INC 100,695 4,052,000 1.97%
15 Marquette Asset Management, LLC 100,264 4,035,000 1.96%
16 Commonwealth Equity Services, Inc 99,874 4,019,000 1.95%
17 LEAVELL INVESTMENT MANAGEMENT, INC. 97,299 3,915,000 1.90%
18 Bouchey Financial Group Ltd 97,260 3,914,000 1.90%
19 Gemmer Asset Management LLC 79,491 3,199,000 1.55%
20 Brouwer & Janachowski, LLC 78,678 3,166,000 1.54%
21 SVA Wealth Management, LLC 75,055 3,020,000 1.47%
22 Tradewinds Capital Management, LLC 70,398 2,833,000 1.38%
23 Gateway Advisory, LLC 69,097 2,780,000 1.35%
24 Emery Howard Portfolio Management, Inc. 68,567 2,759,000 1.34%
25 EATON VANCE MANAGEMENT 63,060 2,538,000 1.23%
26 BANK OF AMERICA CORP /DE/ 62,672 2,521,000 1.23%
27 CONDOR CAPITAL MANAGEMENT 58,192 2,342,000 1.14%
28 RKL Wealth Management LLC 55,624 2,238,000 1.09%
29 Bangor Savings Bank 55,265 2,224,000 1.08%
30 One Capital Management, LLC 52,530 2,114,000 1.03%
31 CITIGROUP INC 50,000 2,012,000 0.98%
32 MARINER INDEPENDENT ADVISOR NETWORK, LLC 48,183 1,938,884 0.94%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,242 1,901,000 0.92%
34 JMG Financial Group, Ltd. 47,214 1,900,000 0.92%
35 Cambridge Investment Research Advisors, Inc. 44,127 1,776,000 0.86%
36 ROYAL BANK OF CANADA 40,063 1,613,000 0.78%
37 Orion Porfolio Solutions, LLC 37,978 1,528,000 0.74%
38 Strategic Advisors LLC 36,561 1,471,000 0.71%
39 Live Your Vision, LLC 35,389 1,424,000 0.69%
40 Tower Research Capital LLC (TRC) 34,996 1,408,000 0.68%
41 Tuttle Capital Management, LLC 34,861 1,405,000 0.68%
42 Courage Miller Partners, LLC 34,858 1,403,000 0.68%
43 BLB&B Advisors, LLC 34,345 1,382,000 0.67%
44 CAHILL FINANCIAL ADVISORS INC 33,863 1,363,000 0.66%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 32,275 1,299,000 0.63%
46 WELLS FARGO & COMPANY/MN 29,371 1,182,000 0.57%
47 Summit Asset Management, LLC 29,275 1,178,000 0.57%
48 Curbstone Financial Management Corp 25,340 1,020,000 0.50%
49 UBS AG 24,889 1,002,000 0.49%
50 Eagle Capital Management, LLC 24,786 997,000 0.48%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.