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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 114 Institutional holders with a total value of $205,736,330.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Apriem Advisors 9 0 0.00%
2 WFG Advisors, LP 4 0 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 32 1,000 0.00%
4 Horrell Capital Management, Inc. 47 2,000 0.00%
5 Vantage Investment Advisors, LLC 75 3,000 0.00%
6 Financial Architects, Inc 98 4,000 0.00%
7 Crosspoint Capital Strategies, LLC 145 6,000 0.00%
8 Wallington Asset Management, LLC 200 8,000 0.00%
9 COLONY GROUP LLC 255 10,000 0.00%
10 MSI Financial Services Inc 250 10,000 0.00%
11 North Star Investment Management Corp. 395 16,000 0.01%
12 Creative Planning 445 18,000 0.01%
13 Kistler-Tiffany Companies, LLC 779 31,000 0.02%
14 PITTENGER & ANDERSON INC 840 34,000 0.02%
15 BANK OF MONTREAL /CAN/ 910 37,000 0.02%
16 WASHINGTON TRUST BANK 960 39,000 0.02%
17 Manchester Capital Management LLC 1,156 47,000 0.02%
18 MCF Advisors LLC 1,589 61,000 0.03%
19 Capital Directions Investment Advisors, LLC 1,960 79,000 0.04%
20 Bartlett & Co. LLC 2,080 84,000 0.04%
21 SIGNATUREFD, LLC 2,512 101,000 0.05%
22 AMERICAN INTERNATIONAL GROUP, INC. 2,601 104,665 0.05%
23 HOWE & RUSLING INC 2,750 111,000 0.05%
24 WealthTrust Fairport, LLC 3,082 124,000 0.06%
25 WealthTrust-Arizona, LLC 3,831 154,000 0.07%
26 WEALTHCARE CAPITAL MANAGEMENT LLC 4,250 171,000 0.08%
27 Kavar Capital Partners, LLC 5,068 204,000 0.10%
28 Forvis Mazars Wealth Advisors, LLC 5,100 205,000 0.10%
29 Cubic Asset Management, LLC 5,200 209,000 0.10%
30 ZACKS INVESTMENT MANAGEMENT 5,208 210,000 0.10%
31 Retirement Planning Group, LLC 5,530 223,000 0.11%
32 PARSONS CAPITAL MANAGEMENT INC/RI 6,265 252,000 0.12%
33 VSR Financial Services, Inc. 6,313 254,000 0.12%
34 EVERMAY WEALTH MANAGEMENT LLC 6,527 263,000 0.13%
35 TRUSTMARK BANK TRUST DEPARTMENT 6,700 270,000 0.13%
36 Bank of New York Mellon Corp 6,874 277,000 0.13%
37 KMS FINANCIAL SERVICES, INC 6,983 281,000 0.14%
38 BAR HARBOR TRUST SERVICES 7,192 289,000 0.14%
39 GREENWOOD CAPITAL ASSOCIATES LLC 7,585 305,000 0.15%
40 Bowling Portfolio Management LLC 8,151 328,000 0.16%
41 Perigon Wealth Management, LLC 9,011 363,000 0.18%
42 AMERIPRISE FINANCIAL INC 9,566 385,000 0.19%
43 B. Riley Wealth Advisors, Inc. 22,259 444,781 0.22%
44 MID CONTINENT CAPITAL LLC/IL 11,335 456,000 0.22%
45 Mariner, LLC 11,418 459,000 0.22%
46 Concert Wealth Management Inc. 12,262 472,000 0.23%
47 HBK Sorce Advisory LLC 12,288 494,000 0.24%
48 Annex Advisory Services, LLC 13,139 529,000 0.26%
49 SAGE FINANCIAL GROUP INC 13,816 556,000 0.27%
50 BROWN ADVISORY INC 14,660 590,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.