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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 202 Institutional holders with a total value of $529,106,520.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Bartlett & Co. LLC 14,662 595,000 0.11%
102 FORTE CAPITAL LLC /ADV 14,248 578,000 0.11%
103 Orion Porfolio Solutions, LLC 14,188 576,000 0.11%
104 CITADEL ADVISORS LLC 13,633 554,000 0.10%
105 JANE STREET GROUP, LLC 13,250 538,000 0.10%
106 Ifrah Financial Services, Inc. 13,244 538,000 0.10%
107 Confluence Wealth Management LLC 12,968 526,000 0.10%
108 BROWN ADVISORY INC 12,799 520,000 0.10%
109 ALLEGIS INVESTMENT ADVISORS, LLC 12,721 516,000 0.10%
110 ARMBRUSTER CAPITAL MANAGEMENT, INC. 12,507 508,000 0.10%
111 Bowling Portfolio Management LLC 12,253 497,000 0.09%
112 Perigon Wealth Management, LLC 11,851 481,000 0.09%
113 PHILLIPS FINANCIAL MANAGEMENT, LLC 11,765 479,000 0.09%
114 Mengis Capital Management, Inc. 11,739 476,000 0.09%
115 STARFIRE INVESTMENT ADVISERS, INC. 11,501 466,849 0.09%
116 Steinberg Global Asset Management 11,210 455,000 0.09%
117 Annex Advisory Services, LLC 11,132 452,000 0.09%
118 Evensky & Katz LLC 10,968 445,000 0.08%
119 SUN LIFE FINANCIAL INC 10,725 435,349 0.08%
120 RIVER WEALTH ADVISORS LLC 10,621 431,000 0.08%
121 FCA CORP /TX 10,434 424,000 0.08%
122 MSI Financial Services Inc 10,197 414,000 0.08%
123 REILLY FINANCIAL ADVISORS, LLC 9,649 392,000 0.07%
124 First Allied Advisory Services, Inc. 9,536 390,000 0.07%
125 MARINER INDEPENDENT ADVISOR NETWORK, LLC 18,175 377,000 0.07%
126 Mariner, LLC 9,217 374,000 0.07%
127 B. Riley Wealth Advisors, Inc. 9,106 370,000 0.07%
128 Tuttle Capital Management, LLC 8,573 351,000 0.07%
129 SIGMA INVESTMENT COUNSELORS INC 8,239 334,000 0.06%
130 GRIMES & Co WEALTH MANAGEMENT, LLC 8,210 333,000 0.06%
131 Bank of New York Mellon Corp 8,128 330,000 0.06%
132 PARSONS CAPITAL MANAGEMENT INC/RI 8,097 329,000 0.06%
133 Stanford Investment Group, Inc. 8,011 325,000 0.06%
134 SUTTON WEALTH ADVISORS INC. 7,864 319,215 0.06%
135 Virtu KCG Holdings LLC 7,847 319,000 0.06%
136 GUPTA WEALTH MANAGEMENT LLC 7,672 311,000 0.06%
137 OARSMAN CAPITAL, INC. 7,498 304,000 0.06%
138 BAR HARBOR TRUST SERVICES 7,328 297,000 0.06%
139 WEALTHCARE CAPITAL MANAGEMENT LLC 7,299 296,000 0.06%
140 Rock Point Advisors, LLC 7,215 293,000 0.06%
141 WealthTrust Fairport, LLC 7,070 287,000 0.05%
142 DAVIDSON & GARRARD INC 7,039 286,000 0.05%
143 RAYMOND JAMES & ASSOCIATES 6,888 280,000 0.05%
144 Barnett & Company, Inc. 6,903 280,000 0.05%
145 Aspen Investment Management Inc 6,303 256,000 0.05%
146 SHEETS SMITH WEALTH MANAGEMENT 6,301 256,000 0.05%
147 Private Ocean, LLC 6,102 248,000 0.05%
148 Cambridge Advisors Inc. 6,081 247,000 0.05%
149 ZACKS INVESTMENT MANAGEMENT 5,879 239,000 0.05%
150 SAWGRASS ASSET MANAGEMENT LLC 5,845 237,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.