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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 45 Institutional holders with a total value of $117,397,594.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Directions Investment Advisors, LLC 203,105 36,795,000 31.34%
2 LPL Financial LLC 78,362 14,196,000 12.09%
3 BANK OF AMERICA CORP /DE/ 55,360 10,029,000 8.54%
4 MORGAN STANLEY 51,563 9,341,000 7.96%
5 HighTower Advisors, LLC 38,451 6,966,000 5.93%
6 ROYAL BANK OF CANADA 32,117 5,818,000 4.96%
7 ASSETMARK, INC 29,738 5,387,000 4.59%
8 UBS AG 28,563 5,174,000 4.41%
9 WELLS FARGO & COMPANY/MN 24,410 4,422,000 3.77%
10 Courage Miller Partners, LLC 15,293 2,770,000 2.36%
11 Cetera Advisors LLC 13,340 2,413,000 2.06%
12 B. Riley Wealth Advisors, Inc. 23,420 2,118,100 1.80%
13 Citizens Business Bank 8,156 1,478,000 1.26%
14 Commonwealth Equity Services, Inc 6,965 1,262,000 1.07%
15 COMERICA BANK 6,361 1,152,000 0.98%
16 PINNACLE FINANCIAL PARTNERS INC 5,158 934,000 0.80%
17 NEW ENGLAND SECURITIES CORP /MA/ 4,870 882,000 0.75%
18 ATHERTON LANE ADVISERS, LLC 4,570 828,000 0.71%
19 Tradewinds Capital Management, LLC 3,958 717,000 0.61%
20 JANE STREET GROUP, LLC 3,783 685,000 0.58%
21 AMERICAN INTERNATIONAL GROUP, INC. 3,254 589,494 0.50%
22 Virtu KCG Holdings LLC 3,226 586,000 0.50%
23 Freedom Investment Management, Inc. 2,494 452,000 0.39%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,461 447,000 0.38%
25 SG Americas Securities, LLC 2,023 366,000 0.31%
26 NEW ENGLAND ASSET MANAGEMENT INC 1,805 327,000 0.28%
27 SouthState Bank Corp 1,413 256,000 0.22%
28 MSI Financial Services Inc 1,185 215,000 0.18%
29 Joel Isaacson & Co., LLC 1,000 181,000 0.15%
30 ARROW FINANCIAL CORP 625 113,000 0.10%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 544 99,000 0.08%
32 WFG Advisors, LP 400 72,000 0.06%
33 OPTIMUM INVESTMENT ADVISORS 400 72,000 0.06%
34 BlackRock Institutional Trust Company, N.A. 250 45,000 0.04%
35 GLENMEDE TRUST CO NA 207 37,000 0.03%
36 Financial Architects, Inc 190 34,000 0.03%
37 B. Riley Wealth Management, Inc. 159 28,000 0.02%
38 Corbenic Partners LLC 157 28,000 0.02%
39 DEUTSCHE BANK AG\ 140 25,000 0.02%
40 COLONY GROUP LLC 100 18,000 0.02%
41 SIGNATUREFD, LLC 70 13,000 0.01%
42 BANK OF MONTREAL /CAN/ 50 9,000 0.01%
43 MYCIO WEALTH PARTNERS, LLC 40 7,000 0.01%
44 CITIGROUP INC 34 6,000 0.01%
45 Vantage Investment Advisors, LLC 28 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.