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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 56 Institutional holders with a total value of $140,513,432.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Directions Investment Advisors, LLC 194,127 36,923,000 26.28%
2 LPL Financial LLC 82,493 15,629,000 11.12%
3 BANK OF AMERICA CORP /DE/ 68,560 13,040,000 9.28%
4 MORGAN STANLEY 62,171 11,826,000 8.42%
5 HighTower Advisors, LLC 46,541 8,852,000 6.30%
6 MANAGED ACCOUNT ADVISORS LLC 39,200 7,456,000 5.31%
7 WELLS FARGO & COMPANY/MN 35,668 6,784,000 4.83%
8 ASSETMARK, INC 30,326 5,768,000 4.10%
9 UBS Group AG 30,319 5,767,000 4.10%
10 Commonwealth Equity Services, Inc 20,710 3,939,000 2.80%
11 Tradewinds Capital Management, LLC 16,738 3,184,000 2.27%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,179 2,507,000 1.78%
13 B. Riley Wealth Advisors, Inc. 13,083 2,489,000 1.77%
14 EisnerAmper Wealth Management Corporate Benefits, LLC 9,950 1,892,000 1.35%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,912 1,884,000 1.34%
16 Courage Miller Partners, LLC 8,921 1,697,000 1.21%
17 ROYAL BANK OF CANADA 7,872 1,497,000 1.07%
18 Citizens Business Bank 6,356 1,209,000 0.86%
19 PINNACLE FINANCIAL PARTNERS INC 6,189 1,177,000 0.84%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,458 1,038,000 0.74%
21 ATHERTON LANE ADVISERS, LLC 5,335 1,015,000 0.72%
22 ENVESTNET ASSET MANAGEMENT INC 3,116 593,000 0.42%
23 Atlas Brown,Inc. 2,986 570,000 0.41%
24 Freedom Investment Management, Inc. 2,436 463,000 0.33%
25 SG Americas Securities, LLC 1,923 366,000 0.26%
26 MSI Financial Services Inc 1,525 290,000 0.21%
27 REGENTATLANTIC CAPITAL LLC 243 264,000 0.19%
28 Cetera Advisors LLC 1,282 243,000 0.17%
29 Investors Capital Advisory Services 1,269 241,000 0.17%
30 Sigma Planning Corp 1,263 240,000 0.17%
31 J.P. Turner & Co Capital Mnagement, LLC 1,277 238,000 0.17%
32 Joel Isaacson & Co., LLC 850 162,000 0.12%
33 Regal Investment Advisors LLC 795 151,000 0.11%
34 AMERICAN INTERNATIONAL GROUP, INC. 701 133,395 0.09%
35 ARROW FINANCIAL CORP 625 119,000 0.08%
36 SIGNATUREFD, LLC 551 105,000 0.07%
37 REILLY FINANCIAL ADVISORS, LLC 530 101,000 0.07%
38 NEXT Financial Group, Inc 497 94,000 0.07%
39 CT Financial Advisors LLC 464 88,239 0.06%
40 Simplicity Solutions, LLC 388 73,798 0.05%
41 Baltimore-Washington Financial Advisors, Inc. 300 57,000 0.04%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 255 49,000 0.03%
43 CITIGROUP INC 239 45,000 0.03%
44 B. Riley Wealth Management, Inc. 221 42,000 0.03%
45 GLENMEDE TRUST CO NA 207 39,000 0.03%
46 PNC FINANCIAL SERVICES GROUP, INC. 178 34,000 0.02%
47 HUNTINGTON NATIONAL BANK 175 33,000 0.02% PRN
48 Corbenic Partners LLC 157 30,000 0.02%
49 TRUST CO OF VERMONT 117 22,000 0.02%
50 Vantage Investment Advisors, LLC 81 15,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.