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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 57 Institutional holders with a total value of $134,082,415.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Directions Investment Advisors, LLC 200,126 37,187,000 27.73%
2 LPL Financial LLC 83,650 15,782,000 11.77%
3 BANK OF AMERICA CORP /DE/ 67,297 12,696,000 9.47%
4 MORGAN STANLEY 60,224 11,363,000 8.47%
5 HighTower Advisors, LLC 44,769 8,446,000 6.30%
6 ASSETMARK, INC 31,250 5,896,000 4.40%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,736 5,807,000 4.33%
8 UBS Group AG 29,795 5,621,000 4.19%
9 WELLS FARGO & COMPANY/MN 20,696 3,905,000 2.91%
10 JANE STREET GROUP, LLC 18,516 3,493,000 2.61%
11 EisnerAmper Wealth Management Corporate Benefits, LLC 16,428 3,099,000 2.31%
12 Tradewinds Capital Management, LLC 14,008 2,643,000 1.97%
13 B. Riley Wealth Advisors, Inc. 13,768 2,598,000 1.94%
14 Courage Miller Partners, LLC 9,189 1,734,000 1.29%
15 Commonwealth Equity Services, Inc 8,673 1,636,000 1.22%
16 ROYAL BANK OF CANADA 7,830 1,477,000 1.10%
17 Citizens Business Bank 7,768 1,466,000 1.09%
18 MSI Financial Services Inc 6,468 1,220,000 0.91%
19 PINNACLE FINANCIAL PARTNERS INC 6,032 1,138,000 0.85%
20 SG Americas Securities, LLC 5,823 1,099,000 0.82%
21 ATHERTON LANE ADVISERS, LLC 5,335 1,007,000 0.75%
22 Cetera Advisors LLC 4,319 813,000 0.61%
23 BAROMETER CAPITAL MANAGEMENT INC. 4,100 774,000 0.58%
24 Freedom Investment Management, Inc. 2,352 444,000 0.33%
25 ENVESTNET ASSET MANAGEMENT INC 1,662 314,000 0.23%
26 Investors Capital Advisory Services 1,159 218,000 0.16%
27 J.P. Turner & Co Capital Mnagement, LLC 1,138 213,000 0.16%
28 Sigma Planning Corp 1,111 210,000 0.16%
29 Joel Isaacson & Co., LLC 1,000 189,000 0.14%
30 Creative Planning 911 172,000 0.13%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 787 148,000 0.11%
32 MANAGED ACCOUNT ADVISORS LLC 725 137,000 0.10%
33 AMERICAN INTERNATIONAL GROUP, INC. 715 134,921 0.10%
34 ARROW FINANCIAL CORP 625 118,000 0.09%
35 SIGNATUREFD, LLC 549 104,000 0.08%
36 CT Financial Advisors LLC 463 87,271 0.07%
37 NEXT Financial Group, Inc 414 78,000 0.06%
38 OPTIMUM INVESTMENT ADVISORS 400 75,000 0.06%
39 Simplicity Solutions, LLC 388 73,204 0.05%
40 PNC FINANCIAL SERVICES GROUP, INC. 314 59,000 0.04%
41 Baltimore-Washington Financial Advisors, Inc. 300 57,000 0.04%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 254 48,000 0.04%
43 CITIGROUP INC 238 45,000 0.03%
44 B. Riley Wealth Management, Inc. 221 41,000 0.03%
45 REILLY FINANCIAL ADVISORS, LLC 205 39,000 0.03%
46 GLENMEDE TRUST CO NA 207 39,000 0.03%
47 HUNTINGTON NATIONAL BANK 175 33,000 0.02%
48 Vantage Investment Advisors, LLC 162 31,000 0.02%
49 Corbenic Partners LLC 157 30,000 0.02%
50 COLONY GROUP LLC 75 14,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.