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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 72 Institutional holders with a total value of $259,680,606.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 485,737 83,790,000 32.27%
2 LPL Financial LLC 200,396 33,727,000 12.99%
3 Capital Directions Investment Advisors, LLC 179,474 30,959,000 11.92%
4 MORGAN STANLEY 77,777 13,417,000 5.17%
5 BANK OF AMERICA CORP /DE/ 73,209 12,628,000 4.86%
6 Noven Financial Group, Inc. 72,442 12,496,000 4.81%
7 STIFEL FINANCIAL CORP 144 9,470,000 3.65%
8 HighTower Advisors, LLC 52,395 9,043,000 3.48%
9 KRILOGY FINANCIAL LLC 35,721 6,162,000 2.37%
10 WELLS FARGO & COMPANY/MN 32,730 5,645,000 2.17%
11 UBS Group AG 30,777 5,309,000 2.04%
12 ASSETMARK, INC 24,733 4,266,000 1.64%
13 Commonwealth Equity Services, Inc 23,062 3,978,000 1.53%
14 Raymond James Financial Services Advisors, Inc. 19,087 3,293,000 1.27%
15 EisnerAmper Wealth Management Corporate Benefits, LLC 17,908 3,090,000 1.19%
16 Tradewinds Capital Management, LLC 15,852 2,735,000 1.05%
17 B. Riley Wealth Advisors, Inc. 13,960 2,409,000 0.93%
18 CORRIGAN FINANCIAL, INC. 8,673 1,496,167 0.58%
19 Courage Miller Partners, LLC 7,263 1,253,000 0.48%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,924 1,022,000 0.39%
21 COLONY GROUP LLC 5,915 1,020,000 0.39%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,786 999,000 0.38%
23 Citizens Business Bank 5,178 893,000 0.34%
24 ATHERTON LANE ADVISERS, LLC 5,035 869,000 0.33%
25 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4,977 859,000 0.33%
26 ENVESTNET ASSET MANAGEMENT INC 3,774 651,000 0.25%
27 IFP ADVISORS, INC 3,760 649,000 0.25%
28 Cetera Advisor Networks LLC 3,512 603,000 0.23%
29 PINNACLE FINANCIAL PARTNERS INC 3,332 575,000 0.22%
30 WealthTrust-Arizona, LLC 3,000 518,000 0.20%
31 Valmark Advisers, Inc. 2,836 489,000 0.19%
32 Atlas Brown,Inc. 3,093 485,000 0.19%
33 MSI Financial Services Inc 2,754 475,000 0.18%
34 Freedom Investment Management, Inc. 2,747 474,000 0.18%
35 GHP Investment Advisors, Inc. 2,491 430,000 0.17%
36 ROYAL BANK OF CANADA 1,941 335,000 0.13%
37 SG Americas Securities, LLC 1,923 332,000 0.13%
38 First Allied Advisory Services, Inc. 1,827 315,000 0.12%
39 Regal Investment Advisors LLC 1,780 307,000 0.12%
40 Investors Capital Advisory Services 1,701 293,000 0.11%
41 Vantage Investment Advisors, LLC 1,292 223,000 0.09%
42 Cambridge Investment Research Advisors, Inc. 1,236 213,000 0.08%
43 AMERICAN INTERNATIONAL GROUP, INC. 1,220 211,000 0.08%
44 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 813 140,000 0.05%
45 REILLY FINANCIAL ADVISORS, LLC 719 124,000 0.05%
46 BRONFMAN E.L. ROTHSCHILD, L.P. 626 108,000 0.04%
47 ARROW FINANCIAL CORP 625 108,000 0.04%
48 SIGNATUREFD, LLC 575 99,000 0.04%
49 Joel Isaacson & Co., LLC 500 86,000 0.03%
50 NEXT Financial Group, Inc 493 85,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.