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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 86 Institutional holders with a total value of $260,475,049.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 509,146 87,996,000 33.78%
2 LPL Financial LLC 219,512 37,302,000 14.32%
3 Capital Directions Investment Advisors, LLC 161,233 27,866,000 10.70%
4 BANK OF AMERICA CORP /DE/ 73,932 12,777,000 4.91%
5 ASSETMARK, INC 60,526 10,461,000 4.02%
6 JANE STREET GROUP, LLC 59,859 10,345,000 3.97%
7 MORGAN STANLEY 50,096 8,658,000 3.32%
8 HighTower Advisors, LLC 46,589 8,038,000 3.09%
9 WELLS FARGO & COMPANY/MN 38,075 6,581,000 2.53%
10 KRILOGY FINANCIAL LLC 36,095 6,238,000 2.39%
11 Raymond James Financial Services Advisors, Inc. 28,288 4,889,000 1.88%
12 Commonwealth Equity Services, Inc 24,650 4,260,000 1.64%
13 UBS Group AG 20,558 3,553,000 1.36%
14 TILLER PRIVATE WEALTH, INC. 17,239 2,979,000 1.14%
15 Tradewinds Capital Management, LLC 13,272 2,294,000 0.88%
16 B. Riley Wealth Advisors, Inc. 14,057 2,198,000 0.84%
17 EisnerAmper Wealth Management Corporate Benefits, LLC 9,051 1,564,000 0.60%
18 CORRIGAN FINANCIAL, INC. 8,272 1,429,575 0.55%
19 PINNACLE FINANCIAL PARTNERS INC 7,890 1,364,000 0.52%
20 BERGANKDV WEALTH MANAGEMENT, LLC 7,162 1,238,000 0.48%
21 GHP Investment Advisors, Inc. 7,149 1,236,000 0.47%
22 Courage Miller Partners, LLC 6,921 1,196,000 0.46%
23 CORNERSTONE WEALTH MANAGEMENT, LLC 5,137 1,069,000 0.41%
24 AMERIPRISE FINANCIAL INC 5,276 907,000 0.35%
25 Valmark Advisers, Inc. 5,137 888,000 0.34%
26 Vantage Investment Advisors, LLC 5,091 880,000 0.34%
27 10-15 ASSOCIATES, INC. 4,685 809,000 0.31%
28 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4,567 789,000 0.30%
29 Citizens Business Bank 4,260 736,000 0.28%
30 ROYAL BANK OF CANADA 3,815 660,000 0.25%
31 MSI Financial Services Inc 3,446 596,000 0.23%
32 Cambridge Investment Research Advisors, Inc. 3,092 534,000 0.21%
33 Atlas Brown,Inc. 3,082 533,000 0.20%
34 WealthTrust-Arizona, LLC 3,000 518,000 0.20%
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 2,634 455,000 0.17%
36 Noven Financial Group, Inc. 2,622 453,000 0.17%
37 Freedom Investment Management, Inc. 2,561 443,000 0.17%
38 Cetera Advisor Networks LLC 2,380 412,000 0.16%
39 ENVESTNET ASSET MANAGEMENT INC 2,285 395,000 0.15%
40 IFP ADVISORS, INC 2,281 394,000 0.15%
41 Regal Investment Advisors LLC 2,185 378,000 0.15%
42 RAYMOND JAMES & ASSOCIATES 2,039 353,000 0.14%
43 SG Americas Securities, LLC 1,923 332,000 0.13%
44 Investors Capital Advisory Services 1,679 290,000 0.11%
45 INVESTMENT CENTERS OF AMERICA INC 1,663 289,000 0.11%
46 VOYA FINANCIAL ADVISORS, INC. 1,590 274,000 0.11%
47 One Capital Management, LLC 1,585 274,000 0.11%
48 AMERICAN INTERNATIONAL GROUP, INC. 1,346 232,000 0.09%
49 Private Advisor Group, LLC 1,332 230,000 0.09%
50 RATIONAL ADVISORS, INC. 1,250 216,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.