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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 60 Institutional holders with a total value of $227,856,505.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Ironwood Financial, llc 3 1,000 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 25 4,000 0.00%
4 Advisory Services Network, LLC 29 5,000 0.00%
5 MYCIO WEALTH PARTNERS, LLC 42 7,000 0.00%
6 BANK OF MONTREAL /CAN/ 52 9,000 0.00%
7 Parkside Financial Bank & Trust 60 10,000 0.00%
8 COLONY GROUP LLC 75 13,000 0.01%
9 TRUST CO OF VERMONT 117 20,000 0.01%
10 Creative Planning 149 26,000 0.01%
11 Corbenic Partners LLC 157 27,000 0.01%
12 Simplicity Solutions, LLC 163 28,409 0.01%
13 HUNTINGTON NATIONAL BANK 175 31,000 0.01% PRN
14 GLENMEDE TRUST CO NA 207 36,000 0.02%
15 Argentus Capital Management, LLC 241 42,000 0.02%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 256 45,000 0.02%
17 PNC FINANCIAL SERVICES GROUP, INC. 259 45,000 0.02%
18 CITIGROUP INC 270 47,000 0.02%
19 Baltimore-Washington Financial Advisors, Inc. 300 52,000 0.02%
20 Vantage Investment Advisors, LLC 446 78,000 0.03%
21 CT Financial Advisors LLC 465 81,096 0.04%
22 NEXT Financial Group, Inc 497 86,000 0.04%
23 SIGNATUREFD, LLC 552 96,000 0.04%
24 REILLY FINANCIAL ADVISORS, LLC 571 100,000 0.04%
25 ARROW FINANCIAL CORP 625 109,000 0.05%
26 AMERICAN INTERNATIONAL GROUP, INC. 655 114,000 0.05%
27 Joel Isaacson & Co., LLC 850 148,000 0.06%
28 Regal Investment Advisors LLC 1,320 230,000 0.10%
29 MSI Financial Services Inc 1,391 242,000 0.11%
30 Investors Capital Advisory Services 1,654 288,000 0.13%
31 SG Americas Securities, LLC 1,923 335,000 0.15%
32 Freedom Investment Management, Inc. 4,219 355,000 0.16%
33 Atlas Brown,Inc. 2,986 520,000 0.23%
34 ENVESTNET ASSET MANAGEMENT INC 3,616 630,000 0.28%
35 ROYAL BANK OF CANADA 3,830 668,000 0.29%
36 ATHERTON LANE ADVISERS, LLC 5,335 930,000 0.41%
37 Citizens Business Bank 5,648 984,000 0.43%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,759 1,004,000 0.44%
39 Courage Miller Partners, LLC 6,848 1,194,000 0.52%
40 PINNACLE FINANCIAL PARTNERS INC 7,375 1,285,000 0.56%
41 EisnerAmper Wealth Management Corporate Benefits, LLC 9,349 1,629,000 0.71%
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,932 2,254,000 0.99%
43 B. Riley Wealth Advisors, Inc. 13,214 2,303,000 1.01%
44 Tradewinds Capital Management, LLC 17,537 3,057,000 1.34%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,043 3,672,000 1.61%
46 Commonwealth Equity Services, Inc 21,235 3,701,000 1.62%
47 CITADEL ADVISORS LLC 22,092 3,855,000 1.69%
48 ASSETMARK, INC 29,510 5,143,000 2.26%
49 UBS Group AG 30,485 5,313,000 2.33%
50 KRILOGY FINANCIAL LLC 32,788 5,715,000 2.51%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.