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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 86 Institutional holders with a total value of $260,475,049.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 US BANCORP \DE\ 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2 0 0.00%
4 Ironwood Financial, llc 3 1,000 0.00%
5 Ballentine Partners, LLC 13 2,000 0.00%
6 JPMORGAN CHASE & CO 25 4,000 0.00%
7 Advisory Services Network, LLC 29 5,000 0.00%
8 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 27 5,000 0.00%
9 People's United Financial, Inc. 48 8,000 0.00%
10 MYCIO WEALTH PARTNERS, LLC 45 8,000 0.00%
11 Winslow, Evans & Crocker, Inc. 50 8,642 0.00%
12 Parkside Financial Bank & Trust 60 10,000 0.00%
13 GENEOS WEALTH MANAGEMENT INC. 59 10,000 0.00%
14 BANK OF MONTREAL /CAN/ 55 10,000 0.00%
15 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 70 12,000 0.00%
16 BlackRock Finance, Inc. 76 13,000 0.00%
17 Barnett & Company, Inc. 100 17,000 0.01%
18 TRUST CO OF VERMONT 117 20,000 0.01%
19 Corbenic Partners LLC 157 27,000 0.01%
20 Creative Planning 174 30,000 0.01%
21 HUNTINGTON NATIONAL BANK 175 33,000 0.01% PRN
22 GLENMEDE TRUST CO NA 207 35,000 0.01%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 256 44,000 0.02%
24 PNC FINANCIAL SERVICES GROUP, INC. 287 50,000 0.02%
25 CITIGROUP INC 343 59,000 0.02%
26 SUTTON WEALTH ADVISORS INC. 366 63,256 0.02%
27 CT Financial Advisors LLC 490 84,576 0.03%
28 NEXT Financial Group, Inc 493 85,000 0.03%
29 Joel Isaacson & Co., LLC 500 86,000 0.03%
30 SIGNATUREFD, LLC 577 100,000 0.04%
31 ARROW FINANCIAL CORP 625 108,000 0.04%
32 BRONFMAN E.L. ROTHSCHILD, L.P. 645 111,000 0.04%
33 GFS Advisors, LLC 25,060 145,000 0.06%
34 USCA RIA LLC 25,060 145,000 0.06%
35 REILLY FINANCIAL ADVISORS, LLC 922 159,000 0.06%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,009 175,000 0.07%
37 RATIONAL ADVISORS, INC. 1,250 216,000 0.08%
38 Private Advisor Group, LLC 1,332 230,000 0.09%
39 AMERICAN INTERNATIONAL GROUP, INC. 1,346 232,000 0.09%
40 One Capital Management, LLC 1,585 274,000 0.11%
41 VOYA FINANCIAL ADVISORS, INC. 1,590 274,000 0.11%
42 INVESTMENT CENTERS OF AMERICA INC 1,663 289,000 0.11%
43 Investors Capital Advisory Services 1,679 290,000 0.11%
44 SG Americas Securities, LLC 1,923 332,000 0.13%
45 RAYMOND JAMES & ASSOCIATES 2,039 353,000 0.14%
46 Regal Investment Advisors LLC 2,185 378,000 0.15%
47 IFP ADVISORS, INC 2,281 394,000 0.15%
48 ENVESTNET ASSET MANAGEMENT INC 2,285 395,000 0.15%
49 Cetera Advisor Networks LLC 2,380 412,000 0.16%
50 Freedom Investment Management, Inc. 2,561 443,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.