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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 91 Institutional holders with a total value of $268,153,390.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 US BANCORP \DE\ 0 0 0.00%
3 Ironwood Financial, llc 3 1,000 0.00%
4 Ballentine Partners, LLC 13 2,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12 2,000 0.00%
6 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 16 3,000 0.00%
7 Carroll Financial Associates, Inc. 27 4,000 0.00%
8 Advisory Services Network, LLC 42 7,000 0.00%
9 Argentus Capital Management, LLC 46 8,000 0.00%
10 Winslow, Evans & Crocker, Inc. 50 8,920 0.00%
11 People's United Financial, Inc. 48 9,000 0.00%
12 GENEOS WEALTH MANAGEMENT INC. 59 10,000 0.00%
13 Parkside Financial Bank & Trust 60 11,000 0.00%
14 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 70 12,000 0.00%
15 Barnett & Company, Inc. 100 18,000 0.01%
16 BlackRock Finance, Inc. 109 19,000 0.01%
17 TRUST CO OF VERMONT 117 21,000 0.01%
18 Corbenic Partners LLC 157 28,000 0.01%
19 HUNTINGTON NATIONAL BANK 175 31,000 0.01% PRN
20 Creative Planning 174 31,000 0.01%
21 Plante Moran Financial Advisors, LLC 178 32,000 0.01%
22 GLENMEDE TRUST CO NA 207 36,000 0.01%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 256 46,000 0.02%
24 PNC FINANCIAL SERVICES GROUP, INC. 261 46,000 0.02%
25 Joel Isaacson & Co., LLC 300 54,000 0.02%
26 SUTTON WEALTH ADVISORS INC. 366 65,291 0.02%
27 NEXT Financial Group, Inc 454 80,000 0.03%
28 CT Financial Advisors LLC 491 87,548 0.03%
29 SIGNATUREFD, LLC 578 103,000 0.04%
30 Ruggie Capital Group 595 106,000 0.04%
31 BRONFMAN E.L. ROTHSCHILD, L.P. 597 106,000 0.04%
32 ARROW FINANCIAL CORP 625 111,000 0.04%
33 CITIGROUP INC 713 127,000 0.05%
34 MYCIO WEALTH PARTNERS, LLC 755 135,000 0.05%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 768 137,000 0.05%
36 ADVISOR GROUP, INC. 866 152,000 0.06%
37 REILLY FINANCIAL ADVISORS, LLC 958 171,000 0.06%
38 AMERICAN NATIONAL BANK & TRUST 1,000 178,000 0.07%
39 BSC PRIVATE WEALTH MANAGEMENT, LLC 1,291 230,000 0.09%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1,414 252,000 0.09%
41 INVESTMENT CENTERS OF AMERICA INC 1,416 253,000 0.09%
42 SOCIETE GENERALE 1,700 303,000 0.11%
43 SG Americas Securities, LLC 1,700 303,000 0.11%
44 Regal Investment Advisors LLC 1,750 312,000 0.12%
45 Private Advisor Group, LLC 1,773 315,000 0.12%
46 Sigma Planning Corp 1,803 322,000 0.12%
47 Investors Capital Advisory Services 1,811 323,000 0.12%
48 Citizens Business Bank 2,029 362,000 0.13%
49 IFP ADVISORS, INC 2,291 409,000 0.15%
50 ENVESTNET ASSET MANAGEMENT INC 2,314 413,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.