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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 64 Institutional holders with a total value of $141,387,478.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6 0 0.00%
2 Parallax Volatility Advisers, L.P. 2 0 0.00%
3 THOMPSON DAVIS & CO., INC. 14 1,000 0.00%
4 Transamerica Financial Advisors, LLC 3 1,000 0.00%
5 US BANCORP \DE\ 54 3,000 0.00%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 50 3,000 0.00%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 48 3,000 0.00%
8 Hudock, Inc. 84 4,000 0.00%
9 GENEOS WEALTH MANAGEMENT INC. 99 5,000 0.00%
10 BB&T INVESTMENT SERVICES, INC. 97 6,000 0.00%
11 Winslow, Evans & Crocker, Inc. 120 6,478 0.00%
12 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 146 8,000 0.01%
13 BANK OF MONTREAL /CAN/ 154 8,000 0.01%
14 IFP ADVISORS, INC 222 12,000 0.01%
15 CWM, LLC 501 27,000 0.02%
16 NEXT Financial Group, Inc 563 30,000 0.02%
17 FIFTH THIRD BANCORP 788 43,000 0.03%
18 ADVISOR GROUP, INC. 1,408 76,000 0.05%
19 VALLEY NATIONAL ADVISERS INC 1,482 80,000 0.06%
20 CITIGROUP INC 1,850 100,000 0.07%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,441 132,000 0.09%
22 Creative Planning 2,942 159,000 0.11%
23 Financial Architects, Inc 3,175 171,000 0.12%
24 PNC FINANCIAL SERVICES GROUP, INC. 3,769 203,000 0.14%
25 Atria Investments, Inc 4,288 231,000 0.16%
26 Country Club Trust Company, n.a. 5,581 301,000 0.21%
27 CITADEL ADVISORS LLC 6,402 346,000 0.24%
28 PRIVATE ADVISORY GROUP LLC 6,634 358,000 0.25%
29 OPPENHEIMER & CO INC 6,784 366,000 0.26%
30 Winfield Associates, Inc. 6,800 367,000 0.26%
31 HighTower Advisors, LLC 6,800 367,000 0.26%
32 HOWE & RUSLING INC 7,003 378,000 0.27%
33 Commonwealth Equity Services, Inc 7,803 421,000 0.30%
34 MSI Financial Services Inc 7,816 422,000 0.30%
35 HSBC HOLDINGS PLC 8,980 485,000 0.34%
36 Raymond James Financial Services Advisors, Inc. 9,715 524,000 0.37%
37 ROYAL BANK OF CANADA 11,089 599,000 0.42%
38 Virtu KCG Holdings LLC 11,425 617,000 0.44%
39 LINCOLN NATIONAL CORP 12,173 657,000 0.46%
40 Cetera Advisor Networks LLC 18,941 1,020,000 0.72%
41 BAIRD FINANCIAL GROUP, INC. 20,822 1,124,000 0.79%
42 ENVESTNET ASSET MANAGEMENT INC 26,399 1,425,000 1.01%
43 DAVENPORT & Co LLC 26,561 1,433,000 1.01%
44 Cetera Advisors LLC 27,955 1,506,000 1.07%
45 LPL Financial LLC 28,608 1,547,000 1.09%
46 BANK HAPOALIM BM 30,475 1,645,000 1.16%
47 Janney Montgomery Scott LLC 31,102 1,679,000 1.19%
48 SUNTRUST BANKS INC 31,280 1,687,000 1.19%
49 DARWIN WEALTH MANAGEMENT, LLC 32,039 1,729,000 1.22%
50 BB&T SECURITIES, LLC 41,576 1,966,000 1.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.