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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 36 Institutional holders with a total value of $80,396,148.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 213,728 20,913,000 26.01%
2 ENVESTNET ASSET MANAGEMENT INC 213,475 20,889,000 25.98%
3 MORGAN STANLEY 59,056 5,779,000 7.19%
4 LPL Financial LLC 54,933 5,375,000 6.69%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,381 4,538,000 5.64%
6 Commonwealth Equity Services, Inc 41,288 4,040,000 5.03%
7 BB&T SECURITIES, LLC 2,450 2,397,000 2.98%
8 ROYAL BANK OF CANADA 23,040 2,254,000 2.80%
9 BANK OF AMERICA CORP /DE/ 22,527 2,204,000 2.74%
10 RAYMOND JAMES & ASSOCIATES 16,492 1,614,000 2.01%
11 JPMORGAN CHASE & CO 15,088 1,476,000 1.84%
12 WELLS FARGO & COMPANY/MN 14,502 1,419,000 1.77%
13 SCHRODER INVESTMENT MANAGEMENT GROUP 9,945 973,118 1.21%
14 ATHERTON LANE ADVISERS, LLC 9,050 886,000 1.10%
15 THRIVENT FINANCIAL FOR LUTHERANS 7,836 767,000 0.95%
16 UBS AG 7,254 710,000 0.88%
17 Freedom Investment Management, Inc. 5,700 558,000 0.69%
18 SG Americas Securities, LLC 5,256 514,000 0.64%
19 STEPHENS INC /AR/ 5,240 513,000 0.64%
20 OPTIMUM INVESTMENT ADVISORS 4,690 459,000 0.57%
21 Cambridge Investment Research Advisors, Inc. 4,632 453,000 0.56%
22 REGIONS FINANCIAL CORP 3,900 382,000 0.48%
23 JANE STREET GROUP, LLC 3,294 322,000 0.40%
24 Virtu KCG Holdings LLC 2,585 253,000 0.31%
25 ARROW FINANCIAL CORP 2,200 215,000 0.27%
26 LINCOLN NATIONAL CORP 2,100 205,000 0.25%
27 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 574 56,000 0.07%
28 Capital Directions Investment Advisors, LLC 427 42,000 0.05%
29 NEW ENGLAND SECURITIES CORP /MA/ 390 38,000 0.05%
30 AMERICAN INTERNATIONAL GROUP, INC. 358 35,030 0.04%
31 COLONY GROUP LLC 300 29,000 0.04%
32 US BANCORP \DE\ 300 29,000 0.04%
33 MSI Financial Services Inc 248 24,000 0.03%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 240 23,000 0.03%
35 SIGNATUREFD, LLC 80 8,000 0.01%
36 Formidable Asset Management, LLC 40 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.