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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 46 Institutional holders with a total value of $75,291,971.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 194,110 19,491,000 25.89%
2 MORGAN STANLEY 99,128 9,954,000 13.22%
3 Commonwealth Equity Services, Inc 60,389 6,064,000 8.05%
4 CARNICK & KUBIK GROUP, LLC 52,841 5,306,000 7.05%
5 THRIVENT FINANCIAL FOR LUTHERANS 51,485 5,225,000 6.94%
6 ROYAL BANK OF CANADA 42,939 4,311,000 5.73%
7 LPL Financial LLC 33,996 3,402,000 4.52%
8 WELLS FARGO & COMPANY/MN 30,684 3,081,000 4.09%
9 UBS Group AG 19,455 1,953,000 2.59%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,860 1,794,000 2.38%
11 Sigma Planning Corp 17,129 1,720,000 2.28%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,618 1,669,000 2.22%
13 RAYMOND JAMES & ASSOCIATES 14,056 1,411,000 1.87%
14 JANE STREET GROUP, LLC 12,238 1,229,000 1.63%
15 Cambridge Investment Research Advisors, Inc. 11,198 1,124,000 1.49%
16 Bank of New York Mellon Corp 11,175 1,122,000 1.49%
17 Raymond James Financial Services Advisors, Inc. 8,122 816,000 1.08%
18 Freedom Investment Management, Inc. 8,114 815,000 1.08%
19 STEPHENS INC /AR/ 6,385 641,000 0.85%
20 OPTIMUM INVESTMENT ADVISORS 4,275 429,000 0.57%
21 KALOS MANAGEMENT, INC. 4,044 406,000 0.54%
22 REGIONS FINANCIAL CORP 3,900 392,000 0.52%
23 ARROW FINANCIAL CORP 3,891 391,000 0.52%
24 GENEOS WEALTH MANAGEMENT INC. 3,700 372,000 0.49%
25 IFP ADVISORS, INC 3,344 336,000 0.45%
26 V WEALTH MANAGEMENT,LLC 2,867 288,000 0.38%
27 ADVISOR GROUP, INC. 2,731 273,000 0.36%
28 BB&T SECURITIES, LLC 2,162 217,000 0.29%
29 LINCOLN NATIONAL CORP 2,100 211,000 0.28%
30 SOCIETE GENERALE 1,739 175,000 0.23%
31 SG Americas Securities, LLC 1,739 175,000 0.23%
32 VALLEY NATIONAL ADVISERS INC 1,088 109,000 0.14%
33 Creative Planning 809 81,000 0.11%
34 Avior Wealth Management, LLC 688 69,000 0.09%
35 Capital Directions Investment Advisors, LLC 477 48,000 0.06%
36 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 435 44,000 0.06%
37 MSI Financial Services Inc 367 37,000 0.05%
38 US BANCORP \DE\ 300 30,000 0.04%
39 PNC FINANCIAL SERVICES GROUP, INC. 285 29,000 0.04%
40 Sunbelt Securities, Inc. 219 21,971 0.03%
41 BlackRock Finance, Inc. 94 9,000 0.01%
42 INTEGRATED WEALTH MANAGEMENT 80 8,000 0.01%
43 SIGNATUREFD, LLC 80 8,000 0.01%
44 D.A. DAVIDSON & CO. 38 3,000 0.00%
45 Ballentine Partners, LLC 24 2,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.