Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 45 Institutional holders with a total value of $122,327,877.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 273,302 27,809,000 22.73%
2 ENVESTNET ASSET MANAGEMENT INC 271,253 27,239,000 22.27%
3 STATE STREET CORP 197,230 19,802,000 16.19%
4 MORGAN STANLEY 76,099 7,641,000 6.25%
5 LPL Financial LLC 55,092 5,505,000 4.50%
6 BANK OF AMERICA CORP /DE/ 44,572 4,476,000 3.66%
7 SG Americas Securities, LLC 42,756 4,294,000 3.51%
8 Commonwealth Equity Services, Inc 41,829 4,200,000 3.43%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,682 2,579,000 2.11%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,200 2,430,000 1.99%
11 BB&T SECURITIES, LLC 2,067 2,075,000 1.70%
12 UBS Group AG 19,529 1,961,000 1.60%
13 THRIVENT FINANCIAL FOR LUTHERANS 17,382 1,754,000 1.43%
14 RAYMOND JAMES & ASSOCIATES 16,083 1,615,000 1.32%
15 WELLS FARGO & COMPANY/MN 9,943 999,000 0.82%
16 ATHERTON LANE ADVISERS, LLC 9,920 996,000 0.81%
17 ROYAL BANK OF CANADA 9,306 934,000 0.76%
18 Carnick & Kubik, LLC 7,454 749,000 0.61%
19 Freedom Investment Management, Inc. 6,608 664,000 0.54%
20 STEPHENS INC /AR/ 5,250 527,000 0.43%
21 OPTIMUM INVESTMENT ADVISORS 4,690 471,000 0.39%
22 JANE STREET GROUP, LLC 4,666 469,000 0.38%
23 ARROW FINANCIAL CORP 4,501 452,000 0.37%
24 Cambridge Investment Research Advisors, Inc. 4,337 436,000 0.36%
25 REGIONS FINANCIAL CORP 3,900 392,000 0.32%
26 Sigma Planning Corp 3,696 371,000 0.30%
27 CANADA LIFE ASSURANCE Co 2,875 289,000 0.24%
28 Investors Capital Advisory Services 2,671 268,000 0.22%
29 HighTower Advisors, LLC 2,089 210,000 0.17%
30 MANAGED ACCOUNT ADVISORS LLC 2,018 203,000 0.17%
31 VALLEY NATIONAL ADVISERS INC 1,088 109,000 0.09%
32 Creative Planning 809 81,000 0.07%
33 PNC FINANCIAL SERVICES GROUP, INC. 766 77,000 0.06%
34 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 559 56,000 0.05%
35 Capital Directions Investment Advisors, LLC 427 44,000 0.04%
36 US BANCORP \DE\ 300 30,000 0.02%
37 Evercore Wealth Management, LLC 251 25,000 0.02%
38 COLONY GROUP LLC 225 23,000 0.02%
39 AMERICAN INTERNATIONAL GROUP, INC. 225 22,595 0.02%
40 Sunbelt Securities, Inc. 212 21,282 0.02%
41 MSI Financial Services Inc 86 9,000 0.01%
42 INTEGRATED WEALTH MANAGEMENT 80 8,000 0.01%
43 SIGNATUREFD, LLC 80 8,000 0.01%
44 Formidable Asset Management, LLC 40 4,000 0.00%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.