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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 41 Institutional holders with a total value of $47,893,748.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 103,899 9,421,000 19.67%
2 BANK OF AMERICA CORP /DE/ 70,092 6,357,000 13.27%
3 ROYAL BANK OF CANADA 38,999 3,537,000 7.39%
4 Commonwealth Equity Services, Inc 36,969 3,352,000 7.00%
5 THRIVENT FINANCIAL FOR LUTHERANS 33,983 3,263,000 6.81%
6 LPL Financial LLC 28,926 2,724,000 5.69%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,827 2,342,000 4.89%
8 WELLS FARGO & COMPANY/MN 25,377 2,301,000 4.80%
9 SG Americas Securities, LLC 24,756 2,245,000 4.69%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,385 1,849,000 3.86%
11 Sigma Planning Corp 17,696 1,605,000 3.35%
12 RAYMOND JAMES & ASSOCIATES 16,053 1,456,000 3.04%
13 JANE STREET GROUP, LLC 14,639 1,327,000 2.77%
14 UBS Group AG 13,651 1,238,000 2.58%
15 ATHERTON LANE ADVISERS, LLC 9,830 891,000 1.86%
16 Carnick & Kubik, LLC 9,647 874,790 1.83%
17 STEPHENS INC /AR/ 6,385 579,000 1.21%
18 Cambridge Investment Research Advisors, Inc. 4,590 416,000 0.87%
19 OPTIMUM INVESTMENT ADVISORS 4,390 398,000 0.83%
20 REGIONS FINANCIAL CORP 3,900 354,000 0.74%
21 ARROW FINANCIAL CORP 3,766 342,000 0.71%
22 Freedom Investment Management, Inc. 33,124 238,000 0.50%
23 AMERICAN INTERNATIONAL GROUP, INC. 1,688 152,000 0.32%
24 VALLEY NATIONAL ADVISERS INC 1,088 99,000 0.21%
25 EDMOND DE ROTHSCHILD HOLDING S.A. 880 80,000 0.17%
26 EDMOND DE ROTHSCHILD (SUISSE) S.A. 880 80,000 0.17%
27 Creative Planning 809 73,000 0.15%
28 PNC FINANCIAL SERVICES GROUP, INC. 728 66,000 0.14%
29 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 605 55,000 0.11%
30 Capital Directions Investment Advisors, LLC 427 39,000 0.08%
31 US BANCORP \DE\ 300 27,000 0.06%
32 Evercore Wealth Management, LLC 251 23,000 0.05%
33 COLONY GROUP LLC 225 20,000 0.04%
34 Sunbelt Securities, Inc. 215 19,457 0.04%
35 First City Capital Management, Inc. 193 17,501 0.04%
36 CITIGROUP INC 88 8,000 0.02%
37 MSI Financial Services Inc 86 8,000 0.02%
38 INTEGRATED WEALTH MANAGEMENT 80 7,000 0.01%
39 SIGNATUREFD, LLC 80 7,000 0.01%
40 Formidable Asset Management, LLC 40 3,000 0.01%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.