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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 41 Institutional holders with a total value of $59,231,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 129,547 12,951,000 21.87%
2 MORGAN STANLEY 81,537 8,152,000 13.76%
3 BANK OF AMERICA CORP /DE/ 44,888 4,487,000 7.58%
4 Commonwealth Equity Services, Inc 41,792 4,178,000 7.05%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,797 3,779,000 6.38%
6 SG Americas Securities, LLC 31,056 3,105,000 5.24%
7 LPL Financial LLC 29,149 2,904,000 4.90%
8 THRIVENT FINANCIAL FOR LUTHERANS 29,185 2,888,000 4.88%
9 ROYAL BANK OF CANADA 28,237 2,823,000 4.77%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,728 1,972,000 3.33%
11 RAYMOND JAMES & ASSOCIATES 16,043 1,604,000 2.71%
12 UBS Group AG 15,308 1,530,000 2.58%
13 WELLS FARGO & COMPANY/MN 10,657 1,065,000 1.80%
14 MANAGED ACCOUNT ADVISORS LLC 10,108 1,010,000 1.71%
15 ATHERTON LANE ADVISERS, LLC 9,885 988,000 1.67%
16 Carnick & Kubik, LLC 9,233 923,000 1.56%
17 CANADA LIFE ASSURANCE Co 8,815 881,000 1.49%
18 Freedom Investment Management, Inc. 6,981 698,000 1.18%
19 STEPHENS INC /AR/ 6,385 638,000 1.08%
20 Cambridge Investment Research Advisors, Inc. 4,339 434,000 0.73%
21 REGIONS FINANCIAL CORP 3,900 390,000 0.66%
22 ARROW FINANCIAL CORP 3,766 376,000 0.63%
23 CITADEL ADVISORS LLC 2,810 281,000 0.47%
24 HRT FINANCIAL LP 2,478 247,000 0.42%
25 HighTower Advisors, LLC 2,007 201,000 0.34%
26 AMERICAN INTERNATIONAL GROUP, INC. 1,243 124,262 0.21%
27 VALLEY NATIONAL ADVISERS INC 1,088 109,000 0.18%
28 EDMOND DE ROTHSCHILD (SUISSE) S.A. 880 88,000 0.15%
29 EDMOND DE ROTHSCHILD HOLDING S.A. 880 88,000 0.15%
30 PNC FINANCIAL SERVICES GROUP, INC. 865 87,000 0.15%
31 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 605 60,000 0.10%
32 Capital Directions Investment Advisors, LLC 427 43,000 0.07%
33 US BANCORP \DE\ 300 30,000 0.05%
34 Evercore Wealth Management, LLC 251 25,000 0.04%
35 COLONY GROUP LLC 225 22,000 0.04%
36 Sunbelt Securities, Inc. 213 21,310 0.04%
37 MSI Financial Services Inc 86 9,000 0.02%
38 SIGNATUREFD, LLC 80 8,000 0.01%
39 INTEGRATED WEALTH MANAGEMENT 80 8,000 0.01%
40 Formidable Asset Management, LLC 40 4,000 0.01%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.