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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 50 Institutional holders with a total value of $68,564,023.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 161,150 15,714,000 22.92%
2 MORGAN STANLEY 83,027 8,096,000 11.81%
3 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 49,109 4,789,000 6.98%
4 Commonwealth Equity Services, Inc 46,953 4,578,000 6.68%
5 LPL Financial LLC 47,147 4,538,000 6.62%
6 THRIVENT FINANCIAL FOR LUTHERANS 45,678 4,401,000 6.42%
7 ROYAL BANK OF CANADA 42,799 4,174,000 6.09%
8 WELLS FARGO & COMPANY/MN 32,441 3,163,000 4.61%
9 UBS Group AG 24,267 2,366,000 3.45%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,207 2,165,000 3.16%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,293 1,784,000 2.60%
12 Sigma Planning Corp 17,189 1,676,000 2.44%
13 Carnick & Kubik, LLC 13,414 1,308,000 1.91%
14 RAYMOND JAMES & ASSOCIATES 12,717 1,240,000 1.81%
15 JANE STREET GROUP, LLC 9,834 959,000 1.40%
16 Raymond James Financial Services Advisors, Inc. 9,233 900,000 1.31%
17 Freedom Investment Management, Inc. 6,980 681,000 0.99%
18 STEPHENS INC /AR/ 6,385 623,000 0.91%
19 KALOS MANAGEMENT, INC. 6,208 595,000 0.87%
20 Cambridge Investment Research Advisors, Inc. 5,998 585,000 0.85%
21 SG Americas Securities, LLC 5,404 527,000 0.77%
22 OPTIMUM INVESTMENT ADVISORS 4,275 417,000 0.61%
23 REGIONS FINANCIAL CORP 3,900 380,000 0.55%
24 ARROW FINANCIAL CORP 3,766 367,000 0.54%
25 GENEOS WEALTH MANAGEMENT INC. 3,700 361,000 0.53%
26 IFP ADVISORS, INC 3,428 334,000 0.49%
27 V WEALTH MANAGEMENT,LLC 2,877 280,000 0.41%
28 Bank of New York Mellon Corp 2,129 208,000 0.30%
29 LINCOLN NATIONAL CORP 2,100 205,000 0.30%
30 BB&T SECURITIES, LLC 2,104 205,000 0.30%
31 AMERICAN INTERNATIONAL GROUP, INC. 2,048 200,000 0.29%
32 VALLEY NATIONAL ADVISERS INC 1,088 106,000 0.15%
33 EDMOND DE ROTHSCHILD (SUISSE) S.A. 880 86,000 0.13%
34 EDMOND DE ROTHSCHILD HOLDING S.A. 880 86,000 0.13%
35 Creative Planning 809 79,000 0.12%
36 PNC FINANCIAL SERVICES GROUP, INC. 739 72,000 0.11%
37 Avior Wealth Management, LLC 688 67,000 0.10%
38 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 511 50,000 0.07%
39 Capital Directions Investment Advisors, LLC 477 47,000 0.07%
40 MSI Financial Services Inc 461 45,000 0.07%
41 US BANCORP \DE\ 300 29,000 0.04%
42 Sunbelt Securities, Inc. 217 21,204 0.03%
43 First City Capital Management, Inc. 193 18,819 0.03%
44 BlackRock Finance, Inc. 125 12,000 0.02%
45 INTEGRATED WEALTH MANAGEMENT 80 8,000 0.01%
46 SIGNATUREFD, LLC 80 8,000 0.01%
47 CITIGROUP INC 56 5,000 0.01%
48 Formidable Asset Management, LLC 40 3,000 0.00%
49 Ballentine Partners, LLC 24 2,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.