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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 40 Institutional holders with a total value of $103,588,407.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 319,155 32,410,000 31.29%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 288,087 29,255,000 28.24%
3 LPL Financial LLC 80,453 8,170,000 7.89%
4 MORGAN STANLEY 64,890 6,589,000 6.36%
5 WELLS FARGO & COMPANY/MN 45,995 4,671,000 4.51%
6 Commonwealth Equity Services, Inc 42,280 4,294,000 4.15%
7 BANK OF AMERICA CORP /DE/ 24,033 2,440,000 2.36%
8 BB&T SECURITIES, LLC 2,011 2,042,000 1.97%
9 UBS Group AG 16,781 1,704,000 1.64%
10 RAYMOND JAMES & ASSOCIATES 16,359 1,661,000 1.60%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,900 1,615,000 1.56%
12 THRIVENT FINANCIAL FOR LUTHERANS 15,566 1,576,000 1.52%
13 ATHERTON LANE ADVISERS, LLC 10,160 1,032,000 1.00%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,218 835,000 0.81%
15 Freedom Investment Management, Inc. 6,361 646,000 0.62%
16 First Allied Advisory Services, Inc. 5,453 556,000 0.54%
17 STEPHENS INC /AR/ 5,250 533,000 0.51%
18 Cambridge Investment Research Advisors, Inc. 5,117 520,000 0.50%
19 OPTIMUM INVESTMENT ADVISORS 4,690 476,000 0.46%
20 Placemark Investments, Inc. 4,295 436,000 0.42%
21 Sigma Planning Corp 3,960 402,000 0.39%
22 REGIONS FINANCIAL CORP 3,900 396,000 0.38%
23 Verity Asset Management, Inc. 2,946 299,000 0.29%
24 ARROW FINANCIAL CORP 2,405 244,000 0.24%
25 LINCOLN NATIONAL CORP 2,100 213,000 0.21%
26 ROYAL BANK OF CANADA 1,249 127,000 0.12%
27 VALLEY NATIONAL ADVISERS INC 1,088 101,000 0.10%
28 Creative Planning 809 82,000 0.08%
29 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 562 57,000 0.06%
30 Stratos Wealth Partners, LTD. 485 49,252 0.05%
31 Capital Directions Investment Advisors, LLC 427 43,000 0.04%
32 US BANCORP \DE\ 300 30,000 0.03%
33 MSI Financial Services Inc 248 25,000 0.02%
34 COLONY GROUP LLC 225 23,000 0.02%
35 PNC FINANCIAL SERVICES GROUP, INC. 111 11,000 0.01%
36 AMERICAN INTERNATIONAL GROUP, INC. 100 10,155 0.01%
37 SIGNATUREFD, LLC 80 8,000 0.01%
38 Formidable Asset Management, LLC 40 4,000 0.00%
39 Tower Research Capital LLC (TRC) 27 3,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.