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Nivalis Therapeutics Inc
Nivalis Therapeutics Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 58 Institutional holders with a total value of $55,510,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 3,732,412 15,564,000 28.04%
2 WELLINGTON MANAGEMENT GROUP LLP 1,749,829 7,296,000 13.14%
3 BVF INC/IL 1,546,743 6,450,000 11.62%
4 SABBY MANAGEMENT, LLC 662,058 2,761,000 4.97%
5 TIGER MANAGEMENT L.L.C. 650,915 2,714,000 4.89%
6 RA CAPITAL MANAGEMENT, L.P. 612,863 2,556,000 4.60%
7 JENNISON ASSOCIATES LLC 492,719 2,055,000 3.70%
8 FRANKLIN RESOURCES INC 490,000 2,043,000 3.68%
9 Rock Springs Capital Management LP 489,000 2,039,000 3.67%
10 AXA S.A. 394,040 1,643,000 2.96%
11 JPMORGAN CHASE & CO 289,394 1,207,000 2.17%
12 VANGUARD GROUP INC 267,569 1,116,000 2.01%
13 KINGDON CAPITAL MANAGEMENT, L.L.C. 256,552 1,070,000 1.93%
14 WALL STREET ASSOCIATES 170,400 711,000 1.28%
15 BlackRock Fund Advisors 130,864 546,000 0.98%
16 EverPoint Asset Management, LLC 125,000 521,000 0.94%
17 PERCEPTIVE ADVISORS LLC 125,000 521,000 0.94%
18 FMR LLC 100,000 417,000 0.75%
19 Opaleye Management Inc. 100,000 417,000 0.75%
20 BlackRock Institutional Trust Company, N.A. 90,252 376,000 0.68%
21 SPHERA FUNDS MANAGEMENT LTD. 79,900 333,000 0.60%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 75,000 313,000 0.56%
23 ACADIAN ASSET MANAGEMENT LLC 71,702 299,000 0.54%
24 Alyeska Investment Group, L.P. 66,039 275,000 0.50%
25 NORTHERN TRUST CORP 51,369 214,000 0.39%
26 ASCEND CAPITAL, LLC 50,000 208,000 0.37%
27 STATE STREET CORP 44,495 186,000 0.34%
28 D. E. Shaw & Co., Inc. 43,029 179,000 0.32%
29 GEODE CAPITAL MANAGEMENT, LLC 33,567 139,000 0.25%
30 RUSSELL FRANK CO/ 32,145 134,000 0.24%
31 Endurant Capital Management LP 30,984 129,000 0.23%
32 RTW INVESTMENTS, LP 30,000 125,000 0.23%
33 MORGAN STANLEY 28,600 119,000 0.21%
34 Bank of New York Mellon Corp 23,119 97,000 0.17%
35 GOLDMAN SACHS GROUP INC 20,667 86,000 0.15%
36 JACOBS LEVY EQUITY MANAGEMENT, INC 20,104 84,000 0.15%
37 BlackRock Investment Management, LLC 16,075 67,000 0.12%
38 DAFNA Capital Management LLC 15,000 63,000 0.11%
39 MSI Financial Services Inc 15,000 63,000 0.11%
40 STONERIDGE INVESTMENT PARTNERS LLC 13,631 57,000 0.10%
41 NEW YORK STATE COMMON RETIREMENT FUND 12,348 51,000 0.09%
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,663 44,000 0.08%
43 Tower Research Capital LLC (TRC) 10,186 43,000 0.08%
44 Nationwide Fund Advisors 9,873 41,000 0.07%
45 TIAA CREF INVESTMENT MANAGEMENT LLC 8,476 35,000 0.06%
46 TEACHERS ADVISORS, LLC 4,804 20,000 0.04%
47 CITIGROUP INC 4,184 18,000 0.03%
48 BARCLAYS PLC 4,000 16,000 0.03%
49 AMERICAN INTERNATIONAL GROUP, INC. 2,881 12,000 0.02%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,129 9,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.