Dark
Light
System
Security
TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 111 Institutional holders with a total value of $1,440,970,838.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 20,746,555 241,491,000 16.76%
2 BANK OF MONTREAL /CAN/ 16,304,178 189,781,000 13.17%
3 CIBC Asset Management Inc 13,953,504 165,067,000 11.46%
4 TD ASSET MANAGEMENT INC 11,958,619 139,115,000 9.65%
5 BANK OF NOVA SCOTIA 7,496,352 87,080,000 6.04%
6 TORONTO DOMINION BANK 7,228,002 84,005,000 5.83%
7 CIBC WORLD MARKET INC. 5,008,140 58,295,000 4.05%
8 INTACT INVESTMENT MANAGEMENT INC. 3,641,732 46,760,000 3.25%
9 WEST FACE CAPITAL INC. 3,075,000 35,793,000 2.48%
10 LETKO, BROSSEAU & ASSOCIATES INC 3,016,259 35,039,000 2.43%
11 CANADA LIFE ASSURANCE Co 2,828,800 32,723,000 2.27%
12 NORGES BANK 2,332,250 27,131,000 1.88%
13 I.G. INVESTMENT MANAGEMENT, LTD. 2,075,600 24,113,000 1.67%
14 BANK OF AMERICA CORP /DE/ 2,056,206 23,934,000 1.66%
15 MACKENZIE FINANCIAL CORP 1,452,387 16,876,000 1.17%
16 Legal & General Group Plc 1,279,587 14,886,000 1.03%
17 VEGA ENERGY GP, LLC 1,255,693 14,616,000 1.01%
18 MORGAN STANLEY 1,097,244 12,771,000 0.89%
19 SCOTIA CAPITAL INC. 1,081,431 12,563,000 0.87%
20 PUBLIC SECTOR PENSION INVESTMENT BOARD 1,079,365 12,556,000 0.87%
21 AGF INVESTMENTS INC. 1,022,776 11,885,000 0.82%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 873,922 11,221,000 0.78%
23 Swiss National Bank 855,200 9,963,000 0.69%
24 CANADA PENSION PLAN INVESTMENT BOARD 820,980 9,551,000 0.66%
25 Invesco Ltd. 737,819 8,585,000 0.60%
26 Sumitomo Mitsui Trust Group, Inc. 687,012 7,991,000 0.55%
27 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 664,993 7,736,000 0.54%
28 CREDIT SUISSE AG/ 629,493 7,328,000 0.51%
29 CITIGROUP INC 526,642 6,127,000 0.43%
30 Hexavest Inc. 521,513 6,067,000 0.42%
31 Connor, Clark & Lunn Investment Management Ltd. 441,750 5,672,000 0.39%
32 BANK OF MONTREAL /CAN/ 486,000 5,657,000 0.39% Call
33 GOLDMAN SACHS GROUP INC 468,587 5,454,000 0.38%
34 Advisors Asset Management, Inc. 411,041 4,785,000 0.33%
35 Alberta Investment Management Corp 323,800 4,158,000 0.29%
36 DEUTSCHE BANK AG\ 313,921 3,652,000 0.25%
37 Bank of New York Mellon Corp 307,812 3,583,000 0.25%
38 APG Asset Management N.V. 293,923 3,419,000 0.24%
39 ONTARIO TEACHERS PENSION PLAN BOARD 281,208 3,271,000 0.23%
40 STATE OF WISCONSIN INVESTMENT BOARD 231,185 2,689,000 0.19%
41 Northwest & Ethical Investments L.P. 227,533 2,643,189 0.18%
42 WELLS FARGO & COMPANY/MN 224,354 2,612,000 0.18%
43 AVIVA PLC 191,967 2,228,000 0.15%
44 GUGGENHEIM CAPITAL LLC 180,100 2,095,000 0.15%
45 TORONTO DOMINION BANK 173,000 2,009,000 0.14% Call
46 TORONTO DOMINION BANK 151,500 1,760,000 0.12% Put
47 DIMENSIONAL FUND ADVISORS LP 147,858 1,721,000 0.12%
48 Fiera Capital Corp 114,692 1,335,000 0.09%
49 Aperio Group, LLC 110,810 1,290,000 0.09%
50 Gulf International Bank (UK) Ltd 86,495 1,111,000 0.08%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.