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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 114 Institutional holders with a total value of $636,979,514.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 19,256,768 89,543,000 14.06%
2 LUMINUS MANAGEMENT LLC 17,141,200 79,707,000 12.51%
3 BANK OF MONTREAL /CAN/ 15,292,658 71,110,000 11.16%
4 CIBC Asset Management Inc 14,709,692 68,242,000 10.71%
5 TD ASSET MANAGEMENT INC 9,889,859 45,735,000 7.18%
6 TORONTO DOMINION BANK 4,506,445 20,937,000 3.29%
7 INTACT INVESTMENT MANAGEMENT INC. 3,376,531 20,797,000 3.26%
8 BANK OF NOVA SCOTIA 4,252,712 19,756,000 3.10%
9 VANGUARD GROUP INC 3,583,531 16,663,000 2.62%
10 NORGES BANK 3,157,381 14,601,000 2.29%
11 MACKENZIE FINANCIAL CORP 2,807,463 13,091,000 2.06%
12 VEGA ENERGY GP, LLC 2,402,393 11,171,000 1.75%
13 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,306,015 10,664,000 1.67%
14 BANK OF AMERICA CORP /DE/ 2,183,699 10,154,000 1.59%
15 Scheer, Rowlett & Associates Investment Management Ltd. 2,142,770 9,909,000 1.56%
16 Fiera Capital Corp 2,134,400 9,877,000 1.55%
17 Connor, Clark & Lunn Investment Management Ltd. 1,920,026 8,879,000 1.39%
18 MORGAN STANLEY 1,507,277 7,009,000 1.10%
19 CANADA LIFE ASSURANCE Co 1,441,812 6,667,000 1.05%
20 SCOTIA CAPITAL INC. 1,348,051 6,223,000 0.98%
21 CANADA PENSION PLAN INVESTMENT BOARD 1,236,113 5,716,000 0.90%
22 CREDIT SUISSE AG/ 1,228,676 5,714,000 0.90%
23 Swiss National Bank 1,232,700 5,710,000 0.90%
24 ROYAL BANK OF CANADA 1,000,000 4,650,000 0.73% Call
25 BANK OF MONTREAL /CAN/ 978,000 4,548,000 0.71% Call
26 CIBC WORLD MARKET INC. 823,221 3,828,000 0.60%
27 AGF INVESTMENTS INC. 810,375 3,774,000 0.59%
28 DIMENSIONAL FUND ADVISORS LP 799,645 3,718,000 0.58%
29 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 797,015 3,685,000 0.58%
30 Sumitomo Mitsui Trust Group, Inc. 715,334 3,310,000 0.52%
31 D. E. Shaw & Co., Inc. 688,737 3,200,000 0.50%
32 1832 Asset Management L.P. 672,456 3,124,000 0.49%
33 Hexavest Inc. 585,232 2,706,000 0.42%
34 TORONTO DOMINION BANK 575,800 2,676,000 0.42% Call
35 GOLDMAN SACHS GROUP INC 567,178 2,638,000 0.41%
36 APG Asset Management N.V. 523,559 2,421,000 0.38%
37 CITIGROUP INC 511,200 2,364,000 0.37%
38 Advisors Asset Management, Inc. 495,774 2,305,000 0.36%
39 Legal & General Group Plc 497,174 2,299,000 0.36%
40 Paloma Partners Management Co 445,896 2,077,000 0.33%
41 LMR Partners LLP 420,407 1,957,000 0.31%
42 Highstreet Asset Management Inc. 401,231 1,869,000 0.29%
43 DEUTSCHE BANK AG\ 384,740 1,788,000 0.28%
44 Bank of New York Mellon Corp 321,854 1,497,000 0.24%
45 ONTARIO TEACHERS PENSION PLAN BOARD 295,759 1,368,000 0.21%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 258,157 1,200,000 0.19%
47 STATE OF WISCONSIN INVESTMENT BOARD 247,149 1,143,000 0.18%
48 RENAISSANCE TECHNOLOGIES LLC 224,700 1,045,000 0.16%
49 SWISS LIFE ASSET MANAGEMENT LTD 222,200 1,029,348 0.16%
50 Alberta Investment Management Corp 153,400 951,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.